Brian Nikulski has been President and Chief Compliance Officer of Nikulski Financial since September 2009, is a control person of the firm and directly owns 75% or more of it.
Nikulski Financial, Inc. is a Bettendorf, IA firm with $449M under management, 475 clients and 6 advisers in one office, as of its March 2026 filing.
Brian Nikulski is Founder and Chief Compliance Officer of Nikulski Financial, Inc. He guides individuals and families on planning for retirement, funding education, tax strategies, investment management and building an estate plan.
Brian Nikulski’s longest registration is the current one, 17 years at Nikulski Financial since 2009. Before joining Nikulski Financial in 2009, Brian Nikulski was registered through Cambridge Investment Research Advisors, Inc. and Ameriprise Financial Services, Inc.
- Nikulski Financial, Inc.Current– present · 17 yearsBettendorf, IA · Adviser representative · Firm CRD 151569
- Cambridge Investment Research Advisors, Inc.– · 3 yearsDavenport, IA · Adviser representative · Firm CRD 134139
- Ameriprise Financial Services, Inc.– · 7 yearsDavenport, IA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Brian Nikulski is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in September 2009.
- IowaSince 25 September 2009
- TexasResidentSince 25 September 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 February 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 December 2002 |
| Series 24 | General Securities Principal Examination | 19 March 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 October 1995 |
| Series 7 | General Securities Representative Examination | 16 September 1995 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Jacob Nikulski
- CRD
- 2630600
- Firm
- Nikulski Financial · CRD 151569
- Role
- President and Chief Compliance Officer
- Office
- 4275 ONTARIO DRIVE, Bettendorf, IA 52722
- Registration
- Investment adviser registration
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- nikulskifinancial.com
Where does Brian Nikulski work?
Brian Nikulski has been President and Chief Compliance Officer of Nikulski Financial, Inc. since September 2009, and is a control person of the firm.
Is Brian Nikulski a financial advisor?
Yes. Brian Nikulski has a current investment-adviser registration in Iowa and Texas, through Nikulski Financial since September 2009.
How many years of experience does Brian Nikulski have?
Brian Nikulski has 31 years in the financial industry, since September 1995, across 3 adviser firms.
What exams has Brian Nikulski passed?
Brian Nikulski has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 9 and Series 10. The earliest, the Series 7, was passed in September 1995.
Where did Brian Nikulski work before Nikulski Financial?
Before Nikulski Financial, Brian Nikulski was registered through Ameriprise Financial Services, Inc., January 1999 to January 2006.
Where is Brian Nikulski based?
Brian Nikulski’s registered office is in Bettendorf, IA.
Is Brian Nikulski registered with FINRA?
No. Brian Nikulski has no current broker registration.
How can I verify Brian Nikulski’s record?
Search CRD 2630600 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Nikulski’s full registration record.