Career
Andrew Smock has been Co-Chief Investment Officer, Principal, Director (Chairman) of Merganser Capital Management since July 2016. Andrew Smock is a control person of the firm and directly owns under 5% of it. Andrew Smock holds an MBA from MIT and a BA from Northwestern University.
Merganser Capital Management, LLC is a Boston, MA firm with $17.7B under management, 124 clients and 11 advisers in one office, as of its March 2026 filing.
Andy Smock, CFA, is co-chief investment officer at Merganser Capital Management. He joined in 2003. He received an MBA from MIT and a BA from Northwestern University, and holds the CFA designation.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Professional designations
Listed by Merganser Capital Management
- Chartered Financial Analyst designation
Individual registration and examination information for Andrew Smock is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Andrew Smock
- CRD
- 5865934
- Record basis
- Form ADV officer listing
- Firm bio
- merganser.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Andrew Smock work?
Andrew Smock has been Co-Chief Investment Officer, Principal, Director (Chairman) of Merganser Capital Management, LLC since July 2016, and is a control person of the firm.
Is Andrew Smock a CFA charterholder?
Merganser Capital Management lists Andrew Smock with the CFA credential (“Chartered Financial Analyst designation”) on its website. CFA Institute confirms certification status.
Source: Merganser Capital Management