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Andrew Serowik

Co-Chief Executive Officer and Portfolio Manager at Exchange Traded Concepts

No current adviser or broker registration

Andrew Serowik is Co-Chief Executive Officer and Portfolio Manager of Exchange Traded Concepts, LLC, an Oklahoma City investment adviser managing $23B. Andrew Serowik has passed 5 licensing exams.

5
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Andrew Serowik has been Co-Chief Executive Officer and Portfolio Manager of Exchange Traded Concepts since September 2025. Andrew Serowik is a control person of the firm and directly owns under 5% of it.

Exchange Traded Concepts, LLC is an Oklahoma City, OK firm with $23B under management, 130 clients and 13 advisers across 2 offices, as of its February 2026 filing.

Exchange Traded Concepts lists Andrew Serowik as co-CEO and portfolio manager.

No adviser firm registrations are on Andrew Serowik’s record.

Credentials and registrations

Examinations

Series 2417 March 2024
Name
General Securities Principal Examination
Series 7TO17 March 2024
Name
General Securities Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 5527 September 1999
Name
Limited Representative-Equity Trader Exam
Series 638 June 1998
Name
Uniform Securities Agent State Law Examination
Series 718 May 1998
Name
General Securities Representative Examination

Individual record

Full name
Andrew Paul Serowik
CRD
2749364
Firm bio
exchangetradedconcepts.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Andrew Serowik work?

Andrew Serowik has been Co-Chief Executive Officer and Portfolio Manager of Exchange Traded Concepts, LLC since September 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 February 2026

Does Andrew Serowik have a current investment-adviser registration?

Andrew Serowik has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Andrew Serowik passed?

Andrew Serowik has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 24 and Series 7TO. The earliest, the Series 7, was passed in May 1998. FINRA credited Andrew Serowik with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Exchange Traded Concepts

Sources

  1. IAPD individual record, CRD 2749364. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Exchange Traded Concepts, LLC, filed 11 February 2026. Title, control and ownership bands.
  3. Exchange Traded Concepts team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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