Andrew Pool has been an investment adviser representative at Regatta Research & Money Management since July 2004, and is not listed among the firm’s executive officers or direct owners. Andrew Pool holds a Management degree from Southeastern Louisiana University and a Master of Business Administration in Marketing and Finance from Richmond School of Business.
Regatta Research & Money Management L.L.C. is a Metairie, LA firm with $211M under management, 554 clients and 6 advisers across 2 offices, as of its May 2026 filing.
Andrew Pool is Financial Advisor of Regatta Research & Money Management. He joined Regatta as a financial advisor and is responsible for alternative investments such as Real Estate Investment Trusts, structured investments and privately held note purchasing. He was previously a Financial Advisor for Waddell & Reed, Inc.
Andrew Pool’s longest registration is the current one, 22 years at Regatta Research & Money Management since 2004. Before joining Regatta Research & Money Management in 2004, Andrew Pool was registered through Waddell & Reed, Inc.
- – present · 22 yearsMetairie, LA · Adviser representative · Firm CRD 113181
- Waddell & Reed, Inc.– · 1 yearMetairie, LA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Andrew Pool is registered as an investment adviser representative in Louisiana, since July 2004.
- LouisianaSince 1 July 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 March 2001 |
| Series 7 | General Securities Representative Examination | 6 February 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Valentine Pool
- CRD
- 4340564
- Firm
- Regatta Research & Money Management · CRD 113181
- Office
- 6620 RIVERSIDE DRIVE, SUITE 207, Metairie, LA 70003
- Registration
- Investment adviser registration
- In the industry since
- June 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- regattaresearch.com
Where does Andrew Pool work?
Andrew Pool is an investment adviser representative registered through Regatta Research & Money Management L.L.C. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Pool a financial advisor?
Yes. Andrew Pool has a current investment-adviser registration in Louisiana, through Regatta Research & Money Management since July 2004.
How many years of experience does Andrew Pool have?
Andrew Pool has 23 years in the financial industry, since June 2003, across 2 adviser firms.
What exams has Andrew Pool passed?
Andrew Pool has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2001.
Where did Andrew Pool work before Regatta Research & Money Management?
Before Regatta Research & Money Management, Andrew Pool was registered through Waddell & Reed, Inc., October 2001 to November 2002.
Where is Andrew Pool based?
Andrew Pool’s registered office is in Metairie, LA.
Is Andrew Pool registered with FINRA?
No. Andrew Pool has no current broker registration.
How can I verify Andrew Pool’s record?
Search CRD 4340564 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Pool’s full registration record.