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No current adviser or broker registration

Andrew Marshak is Director of UBS Asset Management Credit Investments Group (Uk) LTD, a London (England) investment adviser managing $11B. Andrew Marshak has passed the Series 7 and Series 63.

2
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Andrew Marshak has been Director of UBS Asset Management Credit Investments Group (Uk) since December 2024. Andrew Marshak is not listed as a control person, but directly owns under 5% of the firm.

UBS Asset Management Credit Investments Group (Uk) LTD is a London (England), United Kingdom firm with $11B under management, 56 clients and 0 advisers in one office, as of its August 2026 filing.

UBS’s disclosure as of 31 December 2025 identifies Andrew Marshak as an Executive Director of UBS Asset Management Credit Investments Group (UK) Ltd and CIG’s Head of Europe.

No adviser firm registrations are on Andrew Marshak’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 636 November 2006
Name
Uniform Securities Agent State Law Examination
Series 713 November 2002
Name
General Securities Representative Examination

Individual record

Full name
Andrew Hyatt Marshak
CRD
2086398
Firm bio
ubs.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Andrew Marshak work?

Andrew Marshak has been Director of UBS Asset Management Credit Investments Group (Uk) LTD since December 2024.

Source: Form ADV, Schedule A, filed 5 August 2026

Does Andrew Marshak have a current investment-adviser registration?

Andrew Marshak has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Andrew Marshak passed?

Andrew Marshak has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 2002. FINRA credited Andrew Marshak with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at UBS Asset Management Credit Investments Group (Uk)

Sources

  1. IAPD individual record, CRD 2086398. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of UBS Asset Management Credit Investments Group (Uk) LTD, filed 5 August 2026. Title, control and ownership bands.
  3. UBS Asset Management Credit Investments Group (Uk) team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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