Skip to content

Andrew Liu

Investment adviser representative at MKT Advisors in Santa Barbara, CA

Investment adviser registrationUpdated

Andrew Liu is an investment adviser representative at MKT Advisors LLC, an investment adviser managing $464M, and works from its Santa Barbara, CA office. Andrew Liu has been registered through MKT Advisors since 2 December 2025, has 0 years in the industry across 1 firm and has passed the SIE and Series 65.

0
Years in industry
0
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

Andrew Liu has been an investment adviser representative at MKT Advisors since December 2025, and is not listed among the firm’s executive officers or direct owners.

MKT Advisors LLC is a Carlsbad, CA firm with $464M under management, 383 clients and 4 advisers across 2 offices, as of its August 2026 filing.

  1. – present · under a year
    Santa Barbara, CA · Adviser representative · Firm CRD 163833

Credentials and registrations

Investment adviser representative registrations

Andrew Liu is registered as an investment adviser representative in California, since December 2025.

  • CaliforniaSince 2 December 2025

Examinations

Series 651 December 2025
Name
Uniform Investment Adviser Law Examination
SIE18 November 2024
Name
Securities Industry Essentials Examination

Key facts

CRD
7964150
Firm
MKT Advisors · CRD 163833
Office
10 E YANONALI ST, Santa Barbara, CA 93101
Registration
Investment adviser registration
In the industry since
December 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Andrew Liu work?

Andrew Liu is an investment adviser representative registered through MKT Advisors LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is Andrew Liu a financial advisor?

Yes. Andrew Liu has a current investment-adviser registration in California, through MKT Advisors since December 2025.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does Andrew Liu have?

Andrew Liu has 0 years in the financial industry, since December 2025, across 1 adviser firm.

Source: IAPD individual record, checked 23 October 2026

What exams has Andrew Liu passed?

Andrew Liu has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in November 2024.

Source: IAPD individual record, checked 23 October 2026

Where is Andrew Liu based?

Andrew Liu’s registered office is in Santa Barbara, CA.

Source: IAPD individual record, checked 23 October 2026

Is Andrew Liu registered with FINRA?

No. Andrew Liu has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

How can I verify Andrew Liu’s record?

Search CRD 7964150 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Liu’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at MKT Advisors

Sources

  1. IAPD individual record, CRD 7964150, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MKT Advisors LLC, filed 17 August 2026. Executive officers and direct owners; this person is not among them.