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Andrew Johnston, portrait

Andrew Johnston

Investment adviser representative at Victory Asset Management in Mullica Hill, NJ

Investment adviser registrationUpdated

Andrew Johnston is an investment adviser representative at Victory Asset Management Co., Inc., an investment adviser managing $102M, and works from its Mullica Hill, NJ office. Andrew Johnston has been registered through Victory Asset Management since 31 January 2025, has 11 years in the industry across 4 firms and has passed the Series 6, Series 63 and Series 65.

11
Years in industry
1
Years at firm
4
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Andrew Johnston has been an investment adviser representative at Victory Asset Management since January 2025, and is not listed among the firm’s executive officers or direct owners. Andrew Johnston holds a Bachelor's degree in Finance and Business Administration from LaSalle University and an MBA from LaSalle University.

Victory Asset Management Co., Inc. is a Mullica Hill, NJ firm with $102M under management, 364 clients and 5 advisers across 2 offices, as of its March 2026 filing.

Andrew Johnston works with Victory Wealth Partners, creating personalized wealth management plans for clients. He brings over 25 years of experience in the wealth management industry. Before joining the firm he held roles at Morgan Stanley and Aberdeen Asset Management, and he spent over 10 years at Wealth CMT, where he also served as Chief Compliance Officer.

Andrew Johnston’s longest registration was 8 years at Wealth CMT (2014–2023). Before joining Victory Asset Management in 2025, Andrew Johnston was registered through Hightower Advisors, LLC and Wealth CMT.

  1. – present · 1 year
    Mullica Hill, NJ · Adviser representative · Firm CRD 107203
  2. LPL Financial LLCAlso current
    – present · 2 years
    Adviser representative · Firm CRD 6413
  3. Hightower Advisors, LLC
    – · under a year
    Cherry Hill, NJ · Adviser representative · Firm CRD 145323
  4. Wealth CMT
    – · 8 years
    Cherry Hill, NJ · Adviser representative · Firm CRD 147246

Credentials and registrations

Professional designations

Listed by Victory Asset Management

  • Accredited Investment Fiduciary (AIF®)

Investment adviser representative registrations

Andrew Johnston is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2024; the most recent is Texas, in March 2026.

  • New JerseySince 12 July 2024
  • TexasResidentSince 23 March 2026

Examinations

Series 655 December 2014
Name
Uniform Investment Adviser Law Examination
Series 636 December 2000
Name
Uniform Securities Agent State Law Examination
Series 615 November 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

CRD
4292844
Firm
Victory Asset Management · CRD 107203
Office
53 NORTH MAIN STREET, Mullica Hill, NJ 08062
Registration
Investment adviser registration
In the industry since
February 2015
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Andrew Johnston work?

Andrew Johnston is an investment adviser representative registered through Victory Asset Management Co., Inc. since January 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Andrew Johnston a financial advisor?

Yes. Andrew Johnston has a current investment-adviser registration in New Jersey and Texas, through Victory Asset Management since January 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Andrew Johnston have?

Andrew Johnston has 11 years in the financial industry, since February 2015, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Andrew Johnston passed?

Andrew Johnston has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2000.

Source: IAPD individual record, checked 22 October 2026

Where did Andrew Johnston work before Victory Asset Management?

Before Victory Asset Management, Andrew Johnston was registered through Hightower Advisors, LLC, September 2023 to May 2024; Wealth CMT, December 2014 to October 2023.

Source: IAPD individual record, checked 22 October 2026

Where is Andrew Johnston based?

Andrew Johnston’s registered office is in Mullica Hill, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Andrew Johnston registered with FINRA?

No. Andrew Johnston has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Andrew Johnston’s record?

Search CRD 4292844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Johnston’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Victory Asset Management

Sources

  1. IAPD individual record, CRD 4292844, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Victory Asset Management Co., Inc., filed 27 March 2026. Executive officers and direct owners; this person is not among them.
  3. Victory Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.