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Ashley Rosser, portrait

Ashley Rosser

President/ Chief Compliance Officer at Victory Asset Management in Mullica Hill, NJ

Investment adviser and broker registrationsUpdated

Ashley Rosser is President/ Chief Compliance Officer of Victory Asset Management Co., Inc., an investment adviser managing $102M, and works from its Mullica Hill, NJ office. Ashley Rosser has been registered as an investment adviser representative through Victory Asset Management since 31 January 2025, has 15 years in the industry across 2 firms and has passed the Series 65, SIE, Series 7TO and Series 63.

15
Years in industry
1
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Ashley Rosser has been President/ Chief Compliance Officer of Victory Asset Management since February 2009, is a control person of the firm and directly owns 75% or more of it.

Victory Asset Management Co., Inc. is a Mullica Hill, NJ firm with $102M under management, 364 clients and 5 advisers across 2 offices, as of its March 2026 filing.

Ashley Rosser is President and Owner of Victory Wealth Partners. She joined the family business in 2009 and acquired the firm in 2024. She works with clients on retirement planning, investment management and 401(k) consulting, and earlier spent a decade as a pediatric nurse.

Ashley Rosser’s longest registration was 9 years at Victory Fiduciary Consulting (2011–2020).

  1. – present · 1 year
    Mullica Hill, NJ · Adviser representative · Firm CRD 107203
  2. LPL Financial LLCAlso current
    – present · 3 years
    Mullica, NJ · Adviser representative and broker · Firm CRD 6413
  3. – · 2 years
    Mullica Hill, NJ · Adviser representative · Firm CRD 107203
  4. – · 9 years
    Mullica Hill, NJ · Adviser representative · Firm CRD 107203

Credentials and registrations

Professional designations

Listed by Victory Asset Management

  • Accredited Investment Fiduciary (AIF®)

Investment adviser representative registrations

Ashley Rosser is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2023; the most recent is Texas, in March 2026.

  • New JerseySince 12 July 2023
  • TexasResidentSince 18 March 2026

Examinations

Series 6330 September 2025
Name
Uniform Securities Agent State Law Examination
Series 7TO2 July 2025
Name
General Securities Representative Examination
SIE11 April 2025
Name
Securities Industry Essentials Examination
Series 658 December 2010
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Ashley Renee Rosser
CRD
5837452
Firm
Victory Asset Management · CRD 107203
Role
President/ Chief Compliance Officer
Office
53 NORTH MAIN STREET, Mullica Hill, NJ 08062
Registration
Investment adviser and broker registrations
In the industry since
July 2011
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Ashley Rosser work?

Ashley Rosser has been President/ Chief Compliance Officer of Victory Asset Management Co., Inc. since February 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Is Ashley Rosser a financial advisor?

Yes. Ashley Rosser has a current investment-adviser registration in New Jersey and Texas, through Victory Asset Management since January 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Ashley Rosser have?

Ashley Rosser has 15 years in the financial industry, since July 2011, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Ashley Rosser passed?

Ashley Rosser has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in December 2010.

Source: IAPD individual record, checked 22 October 2026

Where did Ashley Rosser work before Victory Asset Management?

Before Victory Asset Management, Ashley Rosser was registered through Victory Fiduciary Consulting, January 2011 to December 2020.

Source: IAPD individual record, checked 22 October 2026

Where is Ashley Rosser based?

Ashley Rosser’s registered office is in Mullica Hill, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Ashley Rosser registered with FINRA?

Yes. Ashley Rosser has a current broker registration, under CRD 5837452.

Source: FINRA BrokerCheck

How can I verify Ashley Rosser’s record?

Search CRD 5837452 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ashley Rosser’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5837452, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Victory Asset Management Co., Inc., filed 27 March 2026. Title, control and ownership bands.
  3. Victory Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.