Andrew Herzog has been an investment adviser representative at The Watchman Group since June 2023, and is not listed among the firm’s executive officers or direct owners.
The Watchman Group, Inc. is a Plano, TX firm with $640M under management, 266 clients and 4 advisers in one office, as of its March 2026 filing.
Andrew Herzog’s longest registration is the current one, 3 years at The Watchman Group since 2023. Before joining The Watchman Group in 2023, Andrew Herzog was registered through Beacon Pointe Advisors, LLC.
- The Watchman Group, Inc.Current– present · 3 yearsPlano, TX · Adviser representative · Firm CRD 133690
- Beacon Pointe Advisors, LLC– · 1 yearDallas, TX · Adviser representative · Firm CRD 119290
Investment adviser representative registrations
Andrew Herzog is registered as an investment adviser representative in Texas, since June 2023.
- TexasSince 22 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 2021 |
| SIE | Securities Industry Essentials Examination | 2 January 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7239652
- Firm
- The Watchman Group · CRD 133690
- Office
- 5045 LORIMAR DRIVE, SUITE 200, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Herzog work?
Andrew Herzog is an investment adviser representative registered through The Watchman Group, Inc. since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Herzog a financial advisor?
Yes. Andrew Herzog has a current investment-adviser registration in Texas, through The Watchman Group since June 2023.
How many years of experience does Andrew Herzog have?
Andrew Herzog has 4 years in the financial industry, since May 2022, across 2 adviser firms.
What exams has Andrew Herzog passed?
Andrew Herzog has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in January 2021.
Where did Andrew Herzog work before The Watchman Group?
Before The Watchman Group, Andrew Herzog was registered through Beacon Pointe Advisors, LLC, May 2022 to June 2023.
Where is Andrew Herzog based?
Andrew Herzog’s registered office is in Plano, TX.
Is Andrew Herzog registered with FINRA?
No. Andrew Herzog has no current broker registration.
How can I verify Andrew Herzog’s record?
Search CRD 7239652 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Herzog’s full registration record.