Andrew Finnigan has been an investment adviser representative at Fortitude Advisory Group since November 2019, and is not listed among the firm’s executive officers or direct owners.
Fortitude Advisory Group L.L.C. is a Gig Harbor, WA firm with $468M under management, 622 clients and 15 advisers across 9 offices, as of its September 2026 filing.
Andrew Finnigan is Partner of Sound Wealth Partners, based in Gig Harbor, WA. He has more than 27 years of experience and specializes in high-net-worth households and clients preparing for or navigating retirement. He combines investment management, retirement income planning and coordination of tax and estate considerations.
Andrew Finnigan’s longest registration was 7 years at LPL Financial LLC (2011–2018). Before joining Fortitude Advisory Group in 2019, Andrew Finnigan was registered through Commonwealth Financial Network and LPL Financial LLC.
- Money Concepts Advisory Service– · 2 yearsLakewood, WA · Adviser representative · Firm CRD 12963
- – present · 6 yearsGig Harbor, WA · Adviser representative · Firm CRD 116083
- Commonwealth Financial Network– · 1 yearPort Orchard, WA · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 7 yearsPort Orchard, WA · Adviser representative · Firm CRD 6413
- Primevest Financial Services, Inc.– · under a yearFircrest, WA · Adviser representative · Firm CRD 15340
Investment adviser representative registrations
Andrew Finnigan is registered as an investment adviser representative in Washington, since November 2019.
- WashingtonSince 5 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 February 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 April 2005 |
| Series 7 | General Securities Representative Examination | 12 January 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Lucas Finnigan
- CRD
- 4852413
- Firm
- Fortitude Advisory Group · CRD 116083
- Office
- 7195 WAGNER WAY, SUITE 104, Gig Harbor, WA 98335
- Registration
- Investment adviser registration
- In the industry since
- February 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- soundwealthpartners.com
Where does Andrew Finnigan work?
Andrew Finnigan is an investment adviser representative registered through Fortitude Advisory Group L.L.C. since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Finnigan a financial advisor?
Yes. Andrew Finnigan has a current investment-adviser registration in Washington, through Fortitude Advisory Group since November 2019.
How many years of experience does Andrew Finnigan have?
Andrew Finnigan has 21 years in the financial industry, since February 2005, across 5 adviser firms.
What exams has Andrew Finnigan passed?
Andrew Finnigan has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 2005. FINRA credited Andrew Finnigan with the SIE, which began in October 2018.
Where did Andrew Finnigan work before Fortitude Advisory Group?
Before Fortitude Advisory Group, Andrew Finnigan was registered through Commonwealth Financial Network, September 2018 to November 2019; LPL Financial LLC, May 2011 to September 2018; Primevest Financial Services, Inc., February 2011 to February 2011.
Where is Andrew Finnigan based?
Andrew Finnigan’s registered office is in Gig Harbor, WA.
Is Andrew Finnigan registered with FINRA?
No. Andrew Finnigan has no current broker registration.
How can I verify Andrew Finnigan’s record?
Search CRD 4852413 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Finnigan’s full registration record.