Andrew Cardella has been an investment adviser representative at Herbert J. Sims Capital Management since October 2020, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
- – present · 6 yearsREd Bank, NJ · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
Andrew Cardella is registered as an investment adviser representative in Connecticut, since October 2020.
- ConnecticutSince 19 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 October 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 2012 |
| Series 7 | General Securities Representative Examination | 29 May 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6041423
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 331 Newman Springs Road, Building 2, Suite 312- 3rd Floor, REd Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Cardella work?
Andrew Cardella is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Cardella a financial advisor?
Yes. Andrew Cardella has a current investment-adviser registration in Connecticut, through Herbert J. Sims Capital Management since October 2020.
How many years of experience does Andrew Cardella have?
Andrew Cardella has 14 years in the financial industry, since May 2012, across 1 adviser firm.
What exams has Andrew Cardella passed?
Andrew Cardella has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2012. FINRA credited Andrew Cardella with the SIE, which began in October 2018.
Where is Andrew Cardella based?
Andrew Cardella’s registered office is in REd Bank, NJ.
Is Andrew Cardella registered with FINRA?
Yes. Andrew Cardella has a current broker registration, under CRD 6041423.
Source: FINRA BrokerCheck
How can I verify Andrew Cardella’s record?
Search CRD 6041423 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Cardella’s full registration record.
