Career
Amy Shelton has been Chief Compliance Officer of American Century Investment Management since February 2014. Amy Shelton is a control person of the firm and directly owns under 5% of it.
American Century Investment Management Inc is a Kansas City, MO firm with $306B under management, 716 clients and 211 advisers across 8 offices, as of its March 2026 filing.
American Century identifies Amy Shelton as senior vice president and chief compliance officer.
No adviser firm registrations are on Amy Shelton’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 June 2009 |
| Series 7 | General Securities Representative Examination | 2 June 2009 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Amy Diane Shelton
- CRD
- 2556023
- Firm bio
- res.americancentury.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Amy Shelton work?
Amy Shelton has been Chief Compliance Officer of American Century Investment Management Inc since February 2014, and is a control person of the firm.
Does Amy Shelton have a current investment-adviser registration?
Amy Shelton has a current broker registration and no current investment-adviser registration.
What exams has Amy Shelton passed?
Amy Shelton has passed 3 licensing exams: the Series 7, Series 24 and Series 14. The earliest, the Series 7, was passed in June 2009. FINRA credited Amy Shelton with the SIE, which began in October 2018.