Amy Joslin has been an investment adviser representative at Transce3nd since September 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Amy Joslin’s longest registration is the current one, 3 years at Transce3nd since 2023. Before joining Transce3nd in 2023, Amy Joslin was registered through Coastal Investment Advisors.
- Coastal Investment Advisors– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 134952
Investment adviser representative registrations
Amy Joslin is registered as an investment adviser representative in 2 states. The first approvals date from September 2023; the most recent is Nevada, in March 2024.
- NevadaSince 27 March 2024
- TexasSince 14 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 May 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 2018 |
| Series 7 | General Securities Representative Examination | 13 March 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6102549
- Firm
- Transce3nd · CRD 317745
- Office
- Henderson, NV
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Amy Joslin work?
Amy Joslin is an investment adviser representative registered through Transce3nd LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Amy Joslin a financial advisor?
Yes. Amy Joslin has a current investment-adviser registration in Nevada and Texas, through Transce3nd since September 2023.
How many years of experience does Amy Joslin have?
Amy Joslin has 8 years in the financial industry, since March 2018, across 2 adviser firms.
What exams has Amy Joslin passed?
Amy Joslin has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2018. FINRA credited Amy Joslin with the SIE, which began in October 2018.
Where is Amy Joslin based?
Amy Joslin’s registered office is in Henderson, NV.
Is Amy Joslin registered with FINRA?
Yes. Amy Joslin has a current broker registration, under CRD 6102549.
Source: FINRA BrokerCheck
How can I verify Amy Joslin’s record?
Search CRD 6102549 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Amy Joslin’s full registration record.
