Alvin Knox has been an investment adviser representative at Warren Street Wealth Advisors since May 2026, and is not listed among the firm’s executive officers or direct owners.
Warren Street Wealth Advisors, LLC is an Irvine, CA firm with $656M under management, 461 clients and 7 advisers across 4 offices, as of its March 2026 filing.
Alvin Knox’s longest registration was 1 year at Fidelity Personal and Workplace Advisors (2023–2025). Before joining Warren Street Wealth Advisors in 2026, Alvin Knox was registered through LPL Enterprise, LLC and Strategic Advisers LLC.
- – present · under a yearIrvine, CA · Adviser representative · Firm CRD 173447
- LPL Enterprise, LLC– · under a yearEvansville, IN · Adviser representative · Firm CRD 8733
- Strategic Advisers LLC– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 104555
- Fidelity Personal and Workplace Advisors– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 288590
- Ameriprise Financial Services, LLC– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Alvin Knox is registered as an investment adviser representative in California, since May 2026.
- CaliforniaSince 26 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 22 March 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 2017 |
| Series 7 | General Securities Representative Examination | 11 September 2017 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alvin Isiah Knox
- CRD
- 6778023
- Firm
- Warren Street Wealth Advisors · CRD 173447
- Office
- 200 SPECTRUM CENTER DRIVE, SUITE 300, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Alvin Knox work?
Alvin Knox is an investment adviser representative registered through Warren Street Wealth Advisors, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Alvin Knox a financial advisor?
Yes. Alvin Knox has a current investment-adviser registration in California, through Warren Street Wealth Advisors since May 2026.
How many years of experience does Alvin Knox have?
Alvin Knox has 6 years in the financial industry, since March 2020, across 5 adviser firms.
What exams has Alvin Knox passed?
Alvin Knox has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 2017. FINRA credited Alvin Knox with the SIE, which began in October 2018.
Where did Alvin Knox work before Warren Street Wealth Advisors?
Before Warren Street Wealth Advisors, Alvin Knox was registered through LPL Enterprise, LLC, June 2025 to April 2026; Strategic Advisers LLC, March 2025 to June 2025; Fidelity Personal and Workplace Advisors, April 2023 to March 2025; Ameriprise Financial Services, LLC, July 2019 to May 2021.
Where is Alvin Knox based?
Alvin Knox’s registered office is in Irvine, CA.
Is Alvin Knox registered with FINRA?
No. Alvin Knox has no current broker registration.
How can I verify Alvin Knox’s record?
Search CRD 6778023 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alvin Knox’s full registration record.