Allison Spangler has been an investment adviser representative at Juncture Wealth Strategies since September 2024, and is not listed among the firm’s executive officers or direct owners. Allison Spangler holds a Bachelor of Business Administration from the University of Mississippi and a Master of Science in Communications from Mississippi College.
Juncture Wealth Strategies, LLC is a Scottsdale, AZ firm with $474M under management, 462 clients and 9 advisers across 3 offices, as of its March 2026 filing.
Allison Spangler is Senior Wealth Advisor of Juncture Wealth Strategies. She has been in the financial services industry since 2008 and specializes in advising individuals, families and small businesses on investments, retirement and estate planning.
Allison Spangler’s longest registration was 15 years at Raymond James Financial Services Advisors, Inc (2009–2024). Before joining Juncture Wealth Strategies in 2024, Allison Spangler was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- – present · 2 yearsLancaster, OH · Adviser representative · Firm CRD 298110
- Raymond James Financial Services Advisors, Inc– · 15 yearsLancaster, OH · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · under a yearLancaster, OH · Adviser representative · Firm CRD 6694
Professional designations
Listed by Juncture Wealth Strategies
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Allison Spangler is registered as an investment adviser representative in 2 states. The first approvals date from September 2024; the most recent is Arizona, in November 2024.
- ArizonaSince 13 November 2024
- OhioSince 8 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 January 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 2015 |
| Series 7 | General Securities Representative Examination | 28 October 2008 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allison Graham Spangler
- CRD
- 5535838
- Firm
- Juncture Wealth Strategies · CRD 298110
- Office
- 118 E Main Street, Lancaster, OH 43130
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- juncturewealth.com
Where does Allison Spangler work?
Allison Spangler is an investment adviser representative registered through Juncture Wealth Strategies, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Allison Spangler a financial advisor?
Yes. Allison Spangler has a current investment-adviser registration in Arizona and Ohio, through Juncture Wealth Strategies since September 2024.
How many years of experience does Allison Spangler have?
Allison Spangler has 17 years in the financial industry, since October 2008, across 3 adviser firms.
What exams has Allison Spangler passed?
Allison Spangler has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in October 2008. FINRA credited Allison Spangler with the SIE, which began in October 2018.
Where did Allison Spangler work before Juncture Wealth Strategies?
Before Juncture Wealth Strategies, Allison Spangler was registered through Raymond James Financial Services, November 2008 to January 2009.
Where is Allison Spangler based?
Allison Spangler’s registered office is in Lancaster, OH.
Is Allison Spangler registered with FINRA?
No. Allison Spangler has no current broker registration.
How can I verify Allison Spangler’s record?
Search CRD 5535838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allison Spangler’s full registration record.
