Allen Kay has been an investment adviser representative at Investment Managers Group since November 2012, and is not listed among the firm’s executive officers or direct owners.
Investment Managers Group, LLC is a Temecula, CA firm with $117M under management, 244 clients and 2 advisers in one office, as of its March 2026 filing.
Allen Kay is an Investment Advisor with Investment Managers Group. He has over 23 years of experience in the business. He started on the banking side as an Advisor with Wells Fargo for 6 ½ years, managing 6 offices, then held the title of Senior Vice President Financial Advisor at Wachovia Securities, overseeing 5 branches. He later moved to the independent side with American Money Management and is responsible for managing and growing client relationships, with a particular emphasis on high-net-worth individuals and families.
Allen Kay’s longest registration is the current one, 13 years at Investment Managers Group since 2012. Before joining Investment Managers Group in 2012, Allen Kay was registered through American Money Management, LLC and Wachovia Securities, LLC.
- – present · 13 yearsTemecula, CA · Adviser representative · Firm CRD 164203
- American Money Management, LLC– · 1 yearRancho Santa Fe, CA · Adviser representative · Firm CRD 115357
- Wachovia Securities, LLC– · under a yearBermuda Dunes, CA · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 5 yearsHemet, CA · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Allen Kay is registered as an investment adviser representative in California, since November 2012.
- CaliforniaSince 27 November 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 October 2002 |
| Series 7 | General Securities Representative Examination | 22 April 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allen Michael Kay
- CRD
- 4474917
- Firm
- Investment Managers Group · CRD 164203
- Office
- 31045 TEMECULA PARKWAY, SUITE 207, Temecula, CA 92592
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investmentmanagersgroup.com
Where does Allen Kay work?
Allen Kay is an investment adviser representative registered through Investment Managers Group, LLC since November 2012, and is not listed among the firm’s executive officers or direct owners.
Is Allen Kay a financial advisor?
Yes. Allen Kay has a current investment-adviser registration in California, through Investment Managers Group since November 2012.
How many years of experience does Allen Kay have?
Allen Kay has 22 years in the financial industry, since June 2004, across 4 adviser firms.
What exams has Allen Kay passed?
Allen Kay has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2002.
Where did Allen Kay work before Investment Managers Group?
Before Investment Managers Group, Allen Kay was registered through American Money Management, LLC, May 2009 to January 2011; Wachovia Securities, LLC, May 2008 to January 2009; Wells Fargo Investments, LLC, October 2002 to May 2008.
Where is Allen Kay based?
Allen Kay’s registered office is in Temecula, CA.
Is Allen Kay registered with FINRA?
No. Allen Kay has no current broker registration.
How can I verify Allen Kay’s record?
Search CRD 4474917 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allen Kay’s full registration record.
