Alison Ashby has been Chief Compliance Officer and Member and Investment Advisor Representative of Integra Financial since August 2024, is a control person of the firm and directly owns between 10% and 25% of it.
Integra Financial, Inc. is a Greenwood Village, CO firm with $139M under management, 113 clients and 4 advisers across 5 offices, as of its September 2026 filing.
Alison Ashby is Chief Compliance Officer and Financial Advisor of Integra Financial. She focuses on financial planning and investment advice, helping clients plan for retirement, major life changes and long-term security. She also provides guidance on how to invest in line with each client's goals, timeline and comfort with risk.
Professional designations
Listed by Integra Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Alison Ashby is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2023; the most recent is Michigan, in February 2026.
- ColoradoSince 5 June 2023
- MichiganSince 4 February 2026
- TexasResidentSince 3 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 June 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alison Marie Ashby
- CRD
- 7697231
- Firm
- Integra Financial · CRD 113422
- Role
- Chief Compliance Officer; Member; Investment Advisor Representative
- Registration
- Investment adviser registration
- In the industry since
- June 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- integrafinancial.ws
Where does Alison Ashby work?
Alison Ashby has been Chief Compliance Officer; Member; Investment Advisor Representative of Integra Financial, Inc. since August 2024, and is a control person of the firm.
Is Alison Ashby a financial advisor?
Yes. Alison Ashby has a current investment-adviser registration in Colorado, Michigan and Texas, through Integra Financial since June 2023.
How many years of experience does Alison Ashby have?
Alison Ashby has 3 years in the financial industry, since June 2023, across 1 adviser firm.
What exams has Alison Ashby passed?
Alison Ashby passed the Series 65 in June 2023.
Is Alison Ashby registered with FINRA?
No. Alison Ashby has no current broker registration.
Is Alison Ashby a CFP?
Integra Financial lists Alison Ashby with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Alison Ashby’s record?
Search CRD 7697231 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alison Ashby’s full registration record.