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Ali Safavi

Chief Compliance Officer at Mic Capital Management Uk

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Ali Safavi is Chief Compliance Officer of Mic Capital Management Uk LLP, a London investment adviser managing $36.8B. Ali Safavi has passed the Series 82, Series 24 and SIE.

Role at Mic Capital Management Uk

Title on Schedule A
Chief Compliance Officer
Control
Ali Safavi is a control person of Mic Capital Management Uk.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ali Safavi has held the filed role since May 2021.

The firm

Mic Capital Management Uk LLP
London,

Form ADV filed 15 July 2026

$36.8B AUM57 clients85 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 82, Series 24 and SIE · 2016

Registrations and exams

No current adviser or broker registration. Ali Safavi has passed 3 qualifying exams.

Examinations

Series 2429 March 2016
Name
General Securities Principal Examination
SIE1 November 2016
Name
Securities Industry Essentials Examination
Series 8229 January 2016
Name
Limited Representative-Private Securities Offerings

Individual record

Full name
Ali Safavi
CRD
6567898
Firm
Mic Capital Management Uk LLP
Registration status
No current adviser or broker registration
Firm bio
mubadalacapital.ae

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Ali Safavi is Head of Ethics & Compliance at Mubadala Capital in New York. The firm says he joined in 2019 and previously served as Assistant General Counsel at Kingdon Capital. Official firm biography page

Education

  • Ali holds a Bachelor of Arts in History, Political Science, and International Affairs from The George Washington University, and a Juris Doctor from Fordham University School of Law.Official firm biography page

Credentials and memberships

Common questions

Where does Ali Safavi work?

Ali Safavi has been Chief Compliance Officer of Mic Capital Management Uk LLP since May 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 15 July 2026

Does Ali Safavi have a current investment-adviser registration?

Ali Safavi has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Ali Safavi passed?

Ali Safavi has passed 3 licensing exams: the Series 82, Series 24 and SIE. The earliest, the Series 82, was passed in January 2016.

Source: IAPD individual record, checked 18 October 2026

Leadership at Mic Capital Management Uk

Sources

  1. IAPD individual record, CRD 6567898. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mic Capital Management Uk LLP, filed 15 July 2026. Title, control and ownership bands.
  3. Mic Capital Management Uk team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ali Safavi or Mic Capital Management Uk LLP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.