Alexander Smith has been an investment adviser representative at SeedSafe Financial since March 2022, and is not listed among the firm’s executive officers or direct owners. Alexander Smith holds a Bachelor's Degree in Engineering Management from Miami University and an MBA with a concentration in Finance and Investment Management from DePaul University.
Seedsafe Financial LLC is a firm with $125M under management, 86 clients and 4 advisers across 5 offices, as of its August 2026 filing.
Alex Smith is Financial Advisor & Portfolio Manager at SeedSafe Financial. He spent the first 12 years of his career in Chicago working mostly in engineering and supply chain finance. He joined Amazon's Finance team in Seattle in 2014 and joined SeedSafe in 2021.
- Seedsafe Financial LLCCurrent– present · 4 yearsElmhurst, IL · Adviser representative · Firm CRD 283887
Professional designations
Listed by SeedSafe Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst® (CIMA®)
Investment adviser representative registrations
Alexander Smith is registered as an investment adviser representative in 2 states. The first approvals date from March 2022; the most recent is Texas, in November 2024.
- IllinoisSince 9 March 2022
- TexasSince 15 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alexander Mason Smith
- CRD
- 7494215
- Firm
- SeedSafe Financial · CRD 283887
- Office
- Elmhurst, IL
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- seedsafefinancial.com
Where does Alexander Smith work?
Alexander Smith is an investment adviser representative registered through Seedsafe Financial LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Smith a financial advisor?
Yes. Alexander Smith has a current investment-adviser registration in Illinois and Texas, through SeedSafe Financial since March 2022.
How many years of experience does Alexander Smith have?
Alexander Smith has 4 years in the financial industry, since March 2022, across 1 adviser firm.
What exams has Alexander Smith passed?
Alexander Smith passed the Series 65 in December 2021.
Where is Alexander Smith based?
Alexander Smith’s registered office is in Elmhurst, IL.
Is Alexander Smith registered with FINRA?
No. Alexander Smith has no current broker registration.
Is Alexander Smith a CFP?
SeedSafe Financial lists Alexander Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Alexander Smith’s record?
Search CRD 7494215 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Smith’s full registration record.