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Alexander Laipple

Chief Growth Officer at Ethic

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Alexander Laipple is Chief Growth Officer of Ethic Inc., a New York investment adviser managing $10.1B. Alexander Laipple has passed the Series 6, Series 63, Series 7 and SIE.

Role at Ethic

Title on Schedule A
Chief Growth Officer
Control
Alexander Laipple is a control person of Ethic.
Ownership
An individual ownership band is not available in the source record.
Tenure
Alexander Laipple has held the filed role since November 2018.

The firm

Ethic Inc.
New York, NY

Form ADV filed 28 August 2026

$10.1B AUM189 clients13 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2013
  3. Passed Series 6 and Series 63 · 2011

Registrations and exams

No current adviser or broker registration. Alexander Laipple has passed 4 qualifying exams.

Examinations

Series 631 September 2011
Name
Uniform Securities Agent State Law Examination
SIE8 August 2018
Name
Securities Industry Essentials Examination
Series 76 August 2013
Name
General Securities Representative Examination
Series 61 August 2011
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Alexander Joseph Laipple
CRD
5956733
Firm
Ethic Inc.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Alexander Laipple work?

Alexander Laipple has been Chief Growth Officer of Ethic Inc. since November 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Does Alexander Laipple have a current investment-adviser registration?

Alexander Laipple has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Alexander Laipple passed?

Alexander Laipple has passed 4 licensing exams: the Series 6, Series 63, Series 7 and SIE. The earliest, the Series 6, was passed in August 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at Ethic

Sources

  1. IAPD individual record, CRD 5956733. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ethic Inc., filed 28 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Alexander Laipple or Ethic Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.