Alexander Amundson has been an investment adviser representative at Avion Wealth since April 2026, and is not listed among the firm’s executive officers or direct owners.
Avion Wealth, LLC is a The Woodlands, TX firm with $985M under management, 300 clients and 8 advisers in one office, as of its August 2026 filing.
Alex Amundson is Associate Wealth Manager of Avion Wealth. He develops strategic tax solutions and personalized plans for clients, with a particular focus on business owners, and works through estate, tax and investment strategies for wealth accumulation and protection.
Alexander Amundson’s longest registration was 3 years at Regency Investment Advisors Inc (2016–2019). Before joining Avion Wealth in 2026, Alexander Amundson was registered through Ameriprise Financial Services, LLC and LPL Financial LLC.
- Avion WealthCurrent– present · under a yearThe Woodlands, TX · Adviser representative · Firm CRD 134242
- Ameriprise Financial Services, LLC– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 6363
- LPL Financial LLC– · 2 yearsFresno, CA · Adviser representative · Firm CRD 6413
- Strategic Wealth Advisors Group– · 2 yearsFresno, CA · Adviser representative · Firm CRD 283824
- Regency Investment Advisors Inc– · 3 yearsFresno, CA · Adviser representative · Firm CRD 106990
- SCF Investment Advisors, Inc.– · under a yearFresno, CA · Adviser representative · Firm CRD 123608
- Capital Financial Services, Inc.– · under a yearFresno, CA · Adviser representative · Firm CRD 8408
Professional designations
Listed by Avion Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Portfolio Management Advisor℠
Investment adviser representative registrations
Alexander Amundson is registered as an investment adviser representative in Texas, since April 2026.
- TexasSince 13 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 July 2019 |
| Series 7TO | General Securities Representative Examination | 17 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 June 2014 |
| Series 7 | General Securities Representative Examination | 12 May 2014 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6327059
- Firm
- Avion Wealth · CRD 134242
- Office
- 2829 TECHNOLOGY FOREST BOULEVARD, SUITE 300, The Woodlands, TX 77381-3913
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- avionwealth.com
Where does Alexander Amundson work?
Alexander Amundson is an investment adviser representative registered through Avion Wealth, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Amundson a financial advisor?
Yes. Alexander Amundson has a current investment-adviser registration in Texas, through Avion Wealth since April 2026.
How many years of experience does Alexander Amundson have?
Alexander Amundson has 11 years in the financial industry, since March 2015, across 7 adviser firms.
What exams has Alexander Amundson passed?
Alexander Amundson has passed 4 licensing exams: the Series 7, Series 66, Series 7TO and Series 63. The earliest, the Series 7, was passed in May 2014. FINRA credited Alexander Amundson with the SIE, which began in October 2018.
Where did Alexander Amundson work before Avion Wealth?
Before Avion Wealth, Alexander Amundson was registered through LPL Financial LLC, June 2022 to November 2024; Strategic Wealth Advisors Group, July 2019 to February 2022; Regency Investment Advisors Inc, February 2016 to March 2019; SCF Investment Advisors, Inc., July 2015 to September 2015; Capital Financial Services, Inc., May 2015 to June 2015.
Where is Alexander Amundson based?
Alexander Amundson’s registered office is in The Woodlands, TX.
Is Alexander Amundson registered with FINRA?
No. Alexander Amundson has no current broker registration.
Is Alexander Amundson a CFP?
Avion Wealth lists Alexander Amundson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Alexander Amundson’s record?
Search CRD 6327059 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Amundson’s full registration record.
