Paul Carroll has been Chief Compliance Officer of Avion Wealth since November 2003, is a control person of the firm and directly owns 75% or more of it. Paul Carroll holds a Bachelor of Science in Business from the University of Maryland and a Master of Science in Finance from Texas A&M University.
Avion Wealth, LLC is a The Woodlands, TX firm with $985M under management, 300 clients and 8 advisers in one office, as of its August 2026 filing.
Paul J. Carroll is Founder & CEO of Avion Wealth, LLC. He leads a team of wealth managers in building and executing financial plans for high net worth individuals and families, and he works on the development of his team and the firm.
- Avion WealthCurrent– present · 21 yearsThe Woodlands, TX · Adviser representative · Firm CRD 134242
Professional designations
Listed by Avion Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Paul Carroll is registered as an investment adviser representative in Texas, since May 2005.
- TexasSince 31 May 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Paul James Carroll
- CRD
- 1896590
- Firm
- Avion Wealth · CRD 134242
- Role
- Chief Compliance Officer
- Office
- 2829 TECHNOLOGY FOREST BOULEVARD, SUITE 300, The Woodlands, TX 77381-3913
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- avionwealth.com
Where does Paul Carroll work?
Paul Carroll has been Chief Compliance Officer of Avion Wealth, LLC since November 2003, and is a control person of the firm.
Is Paul Carroll a financial advisor?
Yes. Paul Carroll has a current investment-adviser registration in Texas, through Avion Wealth since May 2005.
How many years of experience does Paul Carroll have?
Paul Carroll has 21 years in the financial industry, since May 2005, across 1 adviser firm.
What exams has Paul Carroll passed?
Paul Carroll passed the Series 65 in March 2005.
Where is Paul Carroll based?
Paul Carroll’s registered office is in The Woodlands, TX.
Is Paul Carroll registered with FINRA?
No. Paul Carroll has no current broker registration.
Is Paul Carroll a CFP?
Avion Wealth lists Paul Carroll with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Paul Carroll’s record?
Search CRD 1896590 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Carroll’s full registration record.
