Alexander Albert has been an investment adviser representative at Richmond Investment Services since September 2025, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Alexander Albert’s longest registration is the current one, 1 year at Richmond Investment Services since 2025. Before joining Richmond Investment Services in 2025, Alexander Albert was registered through LPL Financial LLC.
- – present · 1 yearMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Alexander Albert is registered as an investment adviser representative in Wisconsin, since September 2025.
- WisconsinSince 15 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 March 2025 |
| Series 7TO | General Securities Representative Examination | 9 December 2024 |
| SIE | Securities Industry Essentials Examination | 21 August 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Alexander Sidney Albert
- CRD
- 7942017
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alexander Albert work?
Alexander Albert is an investment adviser representative registered through Richmond Investment Services LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Albert a financial advisor?
Yes. Alexander Albert has a current investment-adviser registration in Wisconsin, through Richmond Investment Services since September 2025.
How many years of experience does Alexander Albert have?
Alexander Albert has 1 year in the financial industry, since December 2024, across 2 adviser firms.
What exams has Alexander Albert passed?
Alexander Albert has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2024.
Where did Alexander Albert work before Richmond Investment Services?
Before Richmond Investment Services, Alexander Albert was registered through LPL Financial LLC, March 2025 to March 2025.
Where is Alexander Albert based?
Alexander Albert’s registered office is in Mequon, WI.
Is Alexander Albert registered with FINRA?
Yes. Alexander Albert has a current broker registration, under CRD 7942017.
Source: FINRA BrokerCheck
How can I verify Alexander Albert’s record?
Search CRD 7942017 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alexander Albert’s full registration record.