Alex Diaz has been an investment adviser representative at Harlow Wealth Management since April 2022, and is not listed among the firm’s executive officers or direct owners.
Harlow Wealth Management, Inc. is a Vancouver, WA firm with $419M under management, 656 clients and 6 advisers in one office, as of its March 2026 filing.
- – present · 4 yearsVancouver, WA · Adviser representative · Firm CRD 148315
Investment adviser representative registrations
Alex Diaz is registered as an investment adviser representative in Washington, since April 2022.
- WashingtonSince 29 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 29 November 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Alex Antonio Diaz
- CRD
- 6126700
- Firm
- Harlow Wealth Management · CRD 148315
- Office
- 400 EAST MILL PLAIN BLVD., SUITE 200, Vancouver, WA 98660
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Alex Diaz work?
Alex Diaz is an investment adviser representative registered through Harlow Wealth Management, Inc. since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Alex Diaz a financial advisor?
Yes. Alex Diaz has a current investment-adviser registration in Washington, through Harlow Wealth Management since April 2022.
How many years of experience does Alex Diaz have?
Alex Diaz has 4 years in the financial industry, since April 2022, across 1 adviser firm.
What exams has Alex Diaz passed?
Alex Diaz has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2012. FINRA credited Alex Diaz with the SIE, which began in October 2018.
Where is Alex Diaz based?
Alex Diaz’s registered office is in Vancouver, WA.
Is Alex Diaz registered with FINRA?
No. Alex Diaz has no current broker registration.
How can I verify Alex Diaz’s record?
Search CRD 6126700 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alex Diaz’s full registration record.
