Alejandro Viteri has been an investment adviser representative at Herbert J. Sims Capital Management since June 2024, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Alejandro Viteri’s longest registration is the current one, 2 years at Herbert J. Sims Capital Management since 2024. Before joining Herbert J. Sims Capital Management in 2024, Alejandro Viteri was registered through Stoever Glass Wealth Management, Inc.
- – present · 2 yearsFairfield, CT · Adviser representative · Firm CRD 134510
- Stoever Glass Wealth Management, Inc.– · 1 yearboca raton, FL · Adviser representative · Firm CRD 173091
Investment adviser representative registrations
Alejandro Viteri is registered as an investment adviser representative in Florida, since June 2024.
- FloridaSince 28 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 August 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 March 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 May 2006 |
| Series 7 | General Securities Representative Examination | 5 May 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alejandro Michael Viteri
- CRD
- 5129272
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 2150 POST ROAD, SUITE 301, Fairfield, CT 06824
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alejandro Viteri work?
Alejandro Viteri is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Alejandro Viteri a financial advisor?
Yes. Alejandro Viteri has a current investment-adviser registration in Florida, through Herbert J. Sims Capital Management since June 2024.
How many years of experience does Alejandro Viteri have?
Alejandro Viteri has 20 years in the financial industry, since May 2006, across 2 adviser firms.
What exams has Alejandro Viteri passed?
Alejandro Viteri has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in May 2006. FINRA credited Alejandro Viteri with the SIE, which began in October 2018.
Where did Alejandro Viteri work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Alejandro Viteri was registered through Stoever Glass Wealth Management, Inc., August 2022 to June 2024.
Where is Alejandro Viteri based?
Alejandro Viteri’s registered office is in Fairfield, CT.
Is Alejandro Viteri registered with FINRA?
Yes. Alejandro Viteri has a current broker registration, under CRD 5129272.
Source: FINRA BrokerCheck
How can I verify Alejandro Viteri’s record?
Search CRD 5129272 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alejandro Viteri’s full registration record.
