Alberto Luna has been an investment adviser representative at Stonex International Advisors since April 2017, and is not listed among the firm’s executive officers or direct owners.
Stonex International Advisors Inc is a Miami, FL firm with $107M under management, 77 clients and 15 advisers in one office, as of its July 2026 filing.
Alberto Luna’s longest registration is the current one, 9 years at Stonex International Advisors since 2017. Before joining Stonex International Advisors in 2017, Alberto Luna was registered through UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 9 yearsMiami, FL · Adviser representative · Firm CRD 153799
- UBS Financial Services Inc.– · 5 yearsCoral Gables, FL · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsMiami, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Alberto Luna is registered as an investment adviser representative in Florida, since April 2017.
- FloridaSince 27 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 2001 |
| Series 7 | General Securities Representative Examination | 23 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4173148
- Firm
- Stonex International Advisors · CRD 153799
- Office
- 1221 BRICKELL AVENUE, SUITE 200, Miami, FL 33131
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alberto Luna work?
Alberto Luna is an investment adviser representative registered through Stonex International Advisors Inc since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Alberto Luna a financial advisor?
Yes. Alberto Luna has a current investment-adviser registration in Florida, through Stonex International Advisors since April 2017.
How many years of experience does Alberto Luna have?
Alberto Luna has 26 years in the financial industry, since May 2000, across 3 adviser firms.
What exams has Alberto Luna passed?
Alberto Luna has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2000. FINRA credited Alberto Luna with the SIE, which began in October 2018.
Where did Alberto Luna work before Stonex International Advisors?
Before Stonex International Advisors, Alberto Luna was registered through UBS Financial Services Inc., November 2011 to April 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2004 to November 2011.
Where is Alberto Luna based?
Alberto Luna’s registered office is in Miami, FL.
Is Alberto Luna registered with FINRA?
Yes. Alberto Luna has a current broker registration, under CRD 4173148.
Source: FINRA BrokerCheck
How can I verify Alberto Luna’s record?
Search CRD 4173148 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alberto Luna’s full registration record.
- Everardo VidaurriDirector; Chief Executive Officer
- Joseph PorzioChief Financial Officer
- Tiffany NealonChief Compliance Officer & Aml Compliance Officer
- Anthony DiciolloDirector
- Roger ShafferDirector