Roger Shaffer has been Director of Stonex International Advisors since October 2025, is a control person of the firm and directly owns under 5% of it.
Stonex International Advisors Inc is a Miami, FL firm with $107M under management, 77 clients and 15 advisers in one office, as of its July 2026 filing.
No adviser firm registrations are on Roger Shaffer’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 22 November 2006 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 2 August 2005 |
| Series 55 | Limited Representative-Equity Trader Exam | 21 March 2002 |
| Series 3 | National Commodity Futures Examination | 10 April 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2000 |
| Series 24 | General Securities Principal Examination | 18 April 2000 |
| Series 7 | General Securities Representative Examination | 1 March 2000 |
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Limited Representative-Equity Trader Exam
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Roger L Shaffer
- CRD
- 1921270
- Firm
- Stonex International Advisors · CRD 153799
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roger Shaffer work?
Roger Shaffer has been Director of Stonex International Advisors Inc since October 2025, and is a control person of the firm.
Does Roger Shaffer have a current investment-adviser registration?
Roger Shaffer has a current broker registration and no current investment-adviser registration.
What exams has Roger Shaffer passed?
Roger Shaffer has passed 10 licensing exams: the Series 7, Series 24, Series 63, Series 3, Series 55, Series 87, Series 27, Series 57TO, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in March 2000. FINRA credited Roger Shaffer with the SIE, which began in October 2018.
Is Roger Shaffer registered with FINRA?
Yes. Roger Shaffer has a current broker registration, under CRD 1921270.
Source: FINRA BrokerCheck
How can I verify Roger Shaffer’s record?
Search CRD 1921270 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roger Shaffer’s full registration record.
- Everardo VidaurriDirector; Chief Executive Officer
- Joseph PorzioChief Financial Officer
- Tiffany NealonChief Compliance Officer & Aml Compliance Officer
- Anthony DiciolloDirector