Albert Pette has been an investment adviser representative at Brixton Capital Wealth Advisors since August 2025, and is not listed among the firm’s executive officers or direct owners.
Brixton Capital Wealth Advisors, LLC is a Garden City, NY firm with $212M under management, 819 clients and 4 advisers in one office, as of its March 2026 filing.
Albert Pette’s longest registration was 6 years at Western International Securities (2018–2025). Before joining Brixton Capital Wealth Advisors in 2025, Albert Pette was registered through Western International Securities and Northeast Asset Management LLC.
- – present · 1 yearGarden City, NY · Adviser representative · Firm CRD 288810
- Western International Securities– · 6 yearsMassapequa, NY · Adviser representative · Firm CRD 39262
- Northeast Asset Management LLC– · 1 yearMitchel Field, NY · Adviser representative · Firm CRD 117567
- Primary Asset Management, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 170610
- Garden State Investment Advisory Services, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 133088
- Rockwell Global Advisors, LLC– · under a yearMelville, NY · Adviser representative · Firm CRD 126601
- Global Arena Investment Management, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 135835
- Friedman Schnaier Asset Management, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 137269
- Friedman Schnaier Asset Management, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 137269
- UBS Financial Services Inc.– · under a yearWeehawken, NJ · Adviser representative · Firm CRD 8174
- Ladenburg Thalmann Asset Management Inc– · 2 yearsMelville, NY · Adviser representative · Firm CRD 108604
Investment adviser representative registrations
Albert Pette is registered as an investment adviser representative in 5 states. The first approvals date from August 2025; the most recent is New Jersey, in September 2025.
- ArizonaSince 12 September 2025
- New JerseySince 16 September 2025
- New YorkSince 21 August 2025
- North CarolinaSince 21 August 2025
- VirginiaSince 4 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 October 2004 |
| Series 12 | NYSE Branch Manager Examination | 6 April 2004 |
| Series 53 | Municipal Securities Principal Examination | 17 November 2000 |
| Series 55 | Limited Representative-Equity Trader Exam | 21 March 2000 |
| Series 4 | Registered Options Principal Examination | 21 October 1993 |
| Series 24 | General Securities Principal Examination | 7 February 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 1989 |
| Series 7 | General Securities Representative Examination | 15 October 1988 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- NYSE Branch Manager Examination
- Name
- Municipal Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Albert Vincent Pette
- CRD
- 1423862
- Firm
- Brixton Capital Wealth Advisors · CRD 288810
- Office
- 1305 FRANKLIN AVE, SUITE 300, Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- April 1990
- Disciplinary history
- Not yet shown here · SEC record
Where does Albert Pette work?
Albert Pette is an investment adviser representative registered through Brixton Capital Wealth Advisors, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Albert Pette a financial advisor?
Yes. Albert Pette has a current investment-adviser registration in Arizona, New Jersey, New York, North Carolina and Virginia, through Brixton Capital Wealth Advisors since August 2025.
How many years of experience does Albert Pette have?
Albert Pette has 36 years in the financial industry, since April 1990, across 10 adviser firms.
What exams has Albert Pette passed?
Albert Pette has passed 10 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 55, Series 53, Series 12, Series 65, Series 52TO and Series 57TO. The earliest, the Series 7, was passed in October 1988. FINRA credited Albert Pette with the SIE, which began in October 2018.
Where did Albert Pette work before Brixton Capital Wealth Advisors?
Before Brixton Capital Wealth Advisors, Albert Pette was registered through Western International Securities, November 2018 to August 2025; Northeast Asset Management LLC, April 2017 to December 2018; Primary Asset Management, LLC, October 2016 to November 2016; Garden State Investment Advisory Services, LLC, June 2015 to September 2015; Rockwell Global Advisors, LLC, July 2014 to May 2015; Global Arena Investment Management, LLC, September 2012 to June 2014; Friedman Schnaier Asset Management, LLC, February 2009 to August 2010; Friedman Schnaier Asset Management, LLC, December 2008 to December 2008; UBS Financial Services Inc., January 2007 to May 2007; Ladenburg Thalmann Asset Management Inc, October 2004 to January 2007.
Where is Albert Pette based?
Albert Pette’s registered office is in Garden City, NY.
Is Albert Pette registered with FINRA?
No. Albert Pette has no current broker registration.
How can I verify Albert Pette’s record?
Search CRD 1423862 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Albert Pette’s full registration record.