Albert Brown has been an investment adviser representative at Wealth Management Partners since November 2020, and is not listed among the firm’s executive officers or direct owners.
Wealth Management Partners, LLC is a Tucson, AZ firm with $794M under management, 799 clients and 6 advisers in one office, as of its September 2026 filing.
Albert Brown’s longest registration was 11 years at Raymond James Financial Services Advisors, Inc (2009–2020). Before joining Wealth Management Partners in 2020, Albert Brown was registered through Raymond James Financial Services Advisors, Inc and Wells Fargo Advisors Financial Network, LLC.
- – present · 5 yearsTucson, AZ · Adviser representative · Firm CRD 309790
- Raymond James Financial Services Advisors, Inc– · 11 yearsTucson, AZ · Adviser representative · Firm CRD 149018
- Wells Fargo Advisors Financial Network, LLC– · 3 yearsOro Valley, AZ · Adviser representative · Firm CRD 11025
- Merrill Lynch Pierce Fenner & Smith Inc.– · 2 yearsTucson, AZ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Albert Brown is registered as an investment adviser representative in Arizona, since November 2020.
- ArizonaSince 17 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 11 April 2006 |
| Series 66 | Uniform Combined State Law Examination | 29 April 2003 |
| Series 7 | General Securities Representative Examination | 12 March 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Albert C Brown
- CRD
- 4614503
- Firm
- Wealth Management Partners · CRD 309790
- Office
- 1980 E RIVER ROAD, SUITE 120, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Albert Brown work?
Albert Brown is an investment adviser representative registered through Wealth Management Partners, LLC since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Albert Brown a financial advisor?
Yes. Albert Brown has a current investment-adviser registration in Arizona, through Wealth Management Partners since November 2020.
How many years of experience does Albert Brown have?
Albert Brown has 23 years in the financial industry, since April 2003, across 4 adviser firms.
What exams has Albert Brown passed?
Albert Brown has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in March 2003. FINRA credited Albert Brown with the SIE, which began in October 2018.
Where did Albert Brown work before Wealth Management Partners?
Before Wealth Management Partners, Albert Brown was registered through Raymond James Financial Services Advisors, Inc, August 2009 to October 2020; Wells Fargo Advisors Financial Network, LLC, September 2005 to August 2009; Merrill Lynch Pierce Fenner & Smith Inc., May 2003 to August 2005.
Where is Albert Brown based?
Albert Brown’s registered office is in Tucson, AZ.
Is Albert Brown registered with FINRA?
No. Albert Brown has no current broker registration.
How can I verify Albert Brown’s record?
Search CRD 4614503 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Albert Brown’s full registration record.
