Hollie Butler has been Chief Compliance Officer of Wealth Management Partners since January 2022, is a control person of the firm and directly owns under 5% of it.
Wealth Management Partners, LLC is a Tucson, AZ firm with $794M under management, 799 clients and 6 advisers in one office, as of its September 2026 filing.
No adviser firm registrations are on Hollie Butler’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 March 2010 |
| Series 7 | General Securities Representative Examination | 1 March 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Hollie Elizabeth Butler
- CRD
- 2887362
- Firm
- Wealth Management Partners · CRD 309790
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Hollie Butler work?
Hollie Butler has been Chief Compliance Officer of Wealth Management Partners, LLC since January 2022, and is a control person of the firm.
Does Hollie Butler have a current investment-adviser registration?
Hollie Butler has no current investment-adviser or broker registration.
What exams has Hollie Butler passed?
Hollie Butler has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in March 2010. FINRA credited Hollie Butler with the SIE, which began in October 2018.
Is Hollie Butler registered with FINRA?
No. Hollie Butler has no current broker registration.
How can I verify Hollie Butler’s record?
Search CRD 2887362 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Hollie Butler’s full registration record.
