Alan Yanowitz has been an investment adviser representative at Beacon Financial Advisory since October 2015, and is not listed among the firm’s executive officers or direct owners.
Beacon Financial Advisory LLC is a Cleveland, OH firm with $901M under management, 1,556 clients and 13 advisers across 5 offices, as of its March 2026 filing.
Alan Yanowitz’s longest registration is the current one, 11 years at Capital Analysts since 2015. Before joining Beacon Financial Advisory in 2015, Alan Yanowitz was registered through Securities America Advisors, Inc. and Lincoln Financial Advisors Corporation.
- Lincoln InvestmentAlso current– present · 2 yearsCleveland, OH · Adviser representative · Firm CRD 519
- – present · 11 yearsCleveland, OH · Adviser representative · Firm CRD 174334
- Capital AnalystsAlso current– present · 11 yearsCleveland, OH · Adviser representative · Firm CRD 162200
- Securities America Advisors, Inc.– · 10 yearsPepper Pike, OH · Adviser representative · Firm CRD 110518
- Lincoln Financial Advisors Corporation– · 5 yearsCleveland, OH · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Alan Yanowitz is registered as an investment adviser representative in Ohio, since October 2015.
- OhioSince 1 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 May 1991 |
| Series 7 | General Securities Representative Examination | 27 February 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alan Edward Yanowitz
- CRD
- 2122061
- Firm
- Beacon Financial Advisory · CRD 174334
- Office
- 25825 SCIENCE PARK DRIVE, SUITE 110, Cleveland, OH 44122
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alan Yanowitz work?
Alan Yanowitz is an investment adviser representative registered through Beacon Financial Advisory LLC since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is Alan Yanowitz a financial advisor?
Yes. Alan Yanowitz has a current investment-adviser registration in Ohio, through Beacon Financial Advisory since October 2015.
How many years of experience does Alan Yanowitz have?
Alan Yanowitz has 35 years in the financial industry, since February 1991, across 5 adviser firms.
What exams has Alan Yanowitz passed?
Alan Yanowitz has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in February 1991. FINRA credited Alan Yanowitz with the SIE, which began in October 2018.
Where did Alan Yanowitz work before Beacon Financial Advisory?
Before Beacon Financial Advisory, Alan Yanowitz was registered through Securities America Advisors, Inc., August 2005 to October 2015; Lincoln Financial Advisors Corporation, January 2000 to August 2005.
Where is Alan Yanowitz based?
Alan Yanowitz’s registered office is in Cleveland, OH.
Is Alan Yanowitz registered with FINRA?
Yes. Alan Yanowitz has a current broker registration, under CRD 2122061.
Source: FINRA BrokerCheck
How can I verify Alan Yanowitz’s record?
Search CRD 2122061 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alan Yanowitz’s full registration record.
