Alan Tubbergen has been an investment adviser representative at Advisory Advocates since March 2021, and is not listed among the firm’s executive officers or direct owners.
Advisory Advocates LLC is a Grand Rapids, MI firm with $159M under management, 249 clients and 7 advisers across 4 offices, as of its March 2026 filing.
Alan Tubbergen’s longest registration was 7 years at Personal Legacy Planners (2014–2021). Before joining Advisory Advocates in 2021, Alan Tubbergen was registered through Personal Legacy Planners and USA Wealth Management LLC.
- Advisory Advocates LLCCurrent– present · 5 yearsGrand Rapids, MI · Adviser representative · Firm CRD 284100
- Personal Legacy Planners– · 7 yearsGrand Rapids, MI · Adviser representative · Firm CRD 153996
- USA Wealth Management LLC– · 2 yearsGrand Rapids, MI · Adviser representative · Firm CRD 122082
Investment adviser representative registrations
Alan Tubbergen is registered as an investment adviser representative in Michigan, since March 2021.
- MichiganSince 6 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 January 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alan P Tubbergen
- CRD
- 5202376
- Firm
- Advisory Advocates · CRD 284100
- Office
- 4981 CASCADE ROAD, SUITE C, Grand Rapids, MI 49546
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Tubbergen work?
Alan Tubbergen is an investment adviser representative registered through Advisory Advocates LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alan Tubbergen a financial advisor?
Yes. Alan Tubbergen has a current investment-adviser registration in Michigan, through Advisory Advocates since March 2021.
How many years of experience does Alan Tubbergen have?
Alan Tubbergen has 15 years in the financial industry, since January 2011, across 3 adviser firms.
What exams has Alan Tubbergen passed?
Alan Tubbergen passed the Series 65 in January 2011.
Where did Alan Tubbergen work before Advisory Advocates?
Before Advisory Advocates, Alan Tubbergen was registered through Personal Legacy Planners, January 2014 to March 2021; USA Wealth Management LLC, January 2011 to December 2013.
Where is Alan Tubbergen based?
Alan Tubbergen’s registered office is in Grand Rapids, MI.
Is Alan Tubbergen registered with FINRA?
No. Alan Tubbergen has no current broker registration.
How can I verify Alan Tubbergen’s record?
Search CRD 5202376 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Tubbergen’s full registration record.
