Alan Schmidt has been an investment adviser representative at Financial & Tax Architects since April 2020, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Alan Schmidt’s longest registration is the current one, 6 years at Financial & Tax Architects since 2020. Before joining Financial & Tax Architects in 2020, Alan Schmidt was registered through Archer Investment Corporation.
- – present · 6 yearsEdina, MN · Adviser representative · Firm CRD 119169
- Archer Investment Corporation– · 4 yearsWhite Bear Lake, MN · Adviser representative · Firm CRD 136403
Investment adviser representative registrations
Alan Schmidt is registered as an investment adviser representative in Minnesota, since April 2020.
- MinnesotaSince 21 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alan Bradley Schmidt
- CRD
- 6432350
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- Edina, MN
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Schmidt work?
Alan Schmidt is an investment adviser representative registered through Financial & Tax Architects, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Alan Schmidt a financial advisor?
Yes. Alan Schmidt has a current investment-adviser registration in Minnesota, through Financial & Tax Architects since April 2020.
How many years of experience does Alan Schmidt have?
Alan Schmidt has 10 years in the financial industry, since January 2016, across 2 adviser firms.
What exams has Alan Schmidt passed?
Alan Schmidt passed the Series 65 in December 2014.
Where did Alan Schmidt work before Financial & Tax Architects?
Before Financial & Tax Architects, Alan Schmidt was registered through Archer Investment Corporation, January 2015 to April 2019.
Where is Alan Schmidt based?
Alan Schmidt’s registered office is in Edina, MN.
Is Alan Schmidt registered with FINRA?
No. Alan Schmidt has no current broker registration.
How can I verify Alan Schmidt’s record?
Search CRD 6432350 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Schmidt’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel