Alan Johnson has been an investment adviser representative at Financial & Tax Architects since June 2021, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Alan Johnson’s longest registration was 14 years at Transamerica Financial Advisors, Inc. (1998–2012). Before joining Financial & Tax Architects in 2021, Alan Johnson was registered through Transamerica Financial Advisors, Inc.
- – present · 5 yearsLargo, MD · Adviser representative · Firm CRD 119169
- Transamerica Financial Advisors, Inc.– · 14 yearsLargo, MD · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Alan Johnson is registered as an investment adviser representative in Maryland, since June 2021.
- MarylandSince 16 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 December 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 November 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Alan Dwayne Johnson
- CRD
- 2561928
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 1400 Mercantile Lane, #214, Largo, MD 20774
- Registration
- Investment adviser registration
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Johnson work?
Alan Johnson is an investment adviser representative registered through Financial & Tax Architects, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alan Johnson a financial advisor?
Yes. Alan Johnson has a current investment-adviser registration in Maryland, through Financial & Tax Architects since June 2021.
How many years of experience does Alan Johnson have?
Alan Johnson has 19 years in the financial industry, since December 2006, across 2 adviser firms.
What exams has Alan Johnson passed?
Alan Johnson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 1994.
Where did Alan Johnson work before Financial & Tax Architects?
Before Financial & Tax Architects, Alan Johnson was registered through Transamerica Financial Advisors, Inc., July 1998 to December 2012.
Where is Alan Johnson based?
Alan Johnson’s registered office is in Largo, MD.
Is Alan Johnson registered with FINRA?
No. Alan Johnson has no current broker registration.
How can I verify Alan Johnson’s record?
Search CRD 2561928 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Johnson’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel