Alan Gammel has been an investment adviser representative at Horizons Sustainable Financial Services since June 2021, and is not listed among the firm’s executive officers or direct owners.
Horizons Sustainable Financial Services, Inc. is a Santa Fe, NM firm with $151M under management, 310 clients and 6 advisers across 6 offices, as of its January 2026 filing.
Alan Gammel is Investment Advisor Representative of Horizons Sustainable Financial Services. Gammel's experience as a financial professional ranges from personal banker and mortgage lender to insurance sales, mutual fund sales and financial planning. Gammel has sought socially responsible investments since the 90's and has trained people in facilitation skills for over 30 years.
Alan Gammel’s longest registration was 9 years at First Affirmative Financial Network LLC (2010–2020). Before joining Horizons Sustainable Financial Services in 2021, Alan Gammel was registered through First Affirmative Financial Network LLC and Summit Capital Advisors.
- – present · 5 yearsPuyallup, WA · Adviser representative · Firm CRD 164970
- First Affirmative Financial Network LLC– · 9 yearsTacoma, WA · Adviser representative · Firm CRD 109036
- Summit Capital Advisors– · 6 yearsTacoma, WA · Adviser representative · Firm CRD 116737
- KMS Financial Services, Inc– · 3 yearsTacoma, WA · Adviser representative · Firm CRD 3866
Professional designations
Listed by Horizons Sustainable Financial Services
- CFP™
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Alan Gammel is registered as an investment adviser representative in Washington, since June 2021.
- WashingtonSince 7 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 6 July 2000 |
| Series 66 | Uniform Combined State Law Examination | 30 June 2000 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 6 April 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 November 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1984 |
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Alan Dale Gammel
- CRD
- 1312107
- Firm
- Horizons Sustainable Financial Services · CRD 164970
- Office
- Puyallup, WA
- Registration
- Investment adviser registration
- In the industry since
- April 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- horizonssfs.com
Where does Alan Gammel work?
Alan Gammel is an investment adviser representative registered through Horizons Sustainable Financial Services, Inc. since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alan Gammel a financial advisor?
Yes. Alan Gammel has a current investment-adviser registration in Washington, through Horizons Sustainable Financial Services since June 2021.
How many years of experience does Alan Gammel have?
Alan Gammel has 25 years in the financial industry, since April 2001, across 4 adviser firms.
What exams has Alan Gammel passed?
Alan Gammel has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 66 and Series 7. The earliest, the Series 63, was passed in November 1984.
Where did Alan Gammel work before Horizons Sustainable Financial Services?
Before Horizons Sustainable Financial Services, Alan Gammel was registered through First Affirmative Financial Network LLC, October 2010 to September 2020; Summit Capital Advisors, July 2004 to September 2010; KMS Financial Services, Inc, July 2000 to June 2004.
Where is Alan Gammel based?
Alan Gammel’s registered office is in Puyallup, WA.
Is Alan Gammel registered with FINRA?
No. Alan Gammel has no current broker registration.
Is Alan Gammel a CFP?
Horizons Sustainable Financial Services lists Alan Gammel with the CFP credential (“CFP™”) on its website. CFP Board confirms certification status.
How can I verify Alan Gammel’s record?
Search CRD 1312107 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Gammel’s full registration record.
