Ala Smochinsky has been an investment adviser representative at The L. Warner Companies since January 2022, and is not listed among the firm’s executive officers or direct owners.
The L. Warner Companies, Inc is a Timonium, MD firm with $802M under management, 465 clients and 9 advisers across 4 offices, as of its August 2026 filing.
Ala Smochinsky’s longest registration is the current one, 4 years at The L. Warner Companies since 2022. Before joining The L. Warner Companies in 2022, Ala Smochinsky was registered through Finestone Partners.
- The L. Warner Companies, IncCurrent– present · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 108001
- Finestone Partners– · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 125608
Investment adviser representative registrations
Ala Smochinsky is registered as an investment adviser representative in California, since January 2022.
- CaliforniaSince 24 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 August 2017 |
| Series 7 | General Securities Representative Examination | 24 April 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6641865
- Firm
- The L. Warner Companies · CRD 108001
- Office
- 9100 Wilshire Blvd., Suite 720E, Beverly Hills, CA 90212
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ala Smochinsky work?
Ala Smochinsky is an investment adviser representative registered through The L. Warner Companies, Inc since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Ala Smochinsky a financial advisor?
Yes. Ala Smochinsky has a current investment-adviser registration in California, through The L. Warner Companies since January 2022.
How many years of experience does Ala Smochinsky have?
Ala Smochinsky has 9 years in the financial industry, since April 2017, across 2 adviser firms.
What exams has Ala Smochinsky passed?
Ala Smochinsky has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2017. FINRA credited Ala Smochinsky with the SIE, which began in October 2018.
Where is Ala Smochinsky based?
Ala Smochinsky’s registered office is in Beverly Hills, CA.
Is Ala Smochinsky registered with FINRA?
Yes. Ala Smochinsky has a current broker registration, under CRD 6641865.
Source: FINRA BrokerCheck
How can I verify Ala Smochinsky’s record?
Search CRD 6641865 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ala Smochinsky’s full registration record.