Aidan Rooney has been an investment adviser representative at Prospect Financial Services since January 2026, and is not listed among the firm’s executive officers or direct owners. Aidan Rooney studied at Bates College.
Prospect Financial Services LLC is a Melville, NY firm with $431M under management, 613 clients and 9 advisers in one office, as of its March 2026 filing.
Aidan Rooney is a Financial Advisor with Prospect Financial Services. He joined the firm in 2025. Before joining, he gained market experience at Cboe Global Markets, where he interned in the Data Vantage division, and worked at GTS in its Designated Market Making group.
- – present · under a yearMelville, NY · Adviser representative · Firm CRD 314154
Investment adviser representative registrations
Aidan Rooney is registered as an investment adviser representative in New York, since January 2026.
- New YorkSince 21 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 December 2025 |
| Series 7TO | General Securities Representative Examination | 13 November 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 2025 |
| SIE | Securities Industry Essentials Examination | 13 July 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Aidan James Rooney
- CRD
- 8186594
- Firm
- Prospect Financial Services · CRD 314154
- Office
- 445 BROAD HOLLOW ROAD, SUITE CL-43, Melville, NY 11747
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- profinserv.net
Where does Aidan Rooney work?
Aidan Rooney is an investment adviser representative registered through Prospect Financial Services LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Aidan Rooney a financial advisor?
Yes. Aidan Rooney has a current investment-adviser registration in New York, through Prospect Financial Services since January 2026.
How many years of experience does Aidan Rooney have?
Aidan Rooney has 0 years in the financial industry, since November 2025, across 1 adviser firm.
What exams has Aidan Rooney passed?
Aidan Rooney has passed 4 licensing exams: the SIE, Series 63, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2024.
Where is Aidan Rooney based?
Aidan Rooney’s registered office is in Melville, NY.
Is Aidan Rooney registered with FINRA?
Yes. Aidan Rooney has a current broker registration, under CRD 8186594.
Source: FINRA BrokerCheck
How can I verify Aidan Rooney’s record?
Search CRD 8186594 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aidan Rooney’s full registration record.
