Adam Peltzman has been an investment adviser representative at Certior Financial Group since June 2017, and is not listed among the firm’s executive officers or direct owners.
Certior Financial Group, LLC is a King of Prussia, PA firm with $452M under management, 478 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Adam Peltzman’s longest registration was 11 years at Voya Financial Advisors, Inc. (2006–2017). Before joining Certior Financial Group in 2017, Adam Peltzman was registered through Voya Financial Advisors, Inc.
- Certior Financial Group, LLCCurrent– present · 9 yearsEast Norriton, PA · Adviser representative · Firm CRD 285502
- Voya Financial Advisors, Inc.– · 11 yearsLansdale, PA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Adam Peltzman is registered as an investment adviser representative in 2 states. The first approvals date from June 2017; the most recent is Texas, in March 2019.
- PennsylvaniaSince 20 June 2017
- TexasSince 28 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 January 2001 |
| Series 7 | General Securities Representative Examination | 18 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 August 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam Scott Peltzman
- CRD
- 4035058
- Firm
- Certior Financial Group · CRD 285502
- Office
- 2006 DeKalb Pike, East Norriton, PA 19401
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Peltzman work?
Adam Peltzman is an investment adviser representative registered through Certior Financial Group, LLC since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Adam Peltzman a financial advisor?
Yes. Adam Peltzman has a current investment-adviser registration in Pennsylvania and Texas, through Certior Financial Group since June 2017.
How many years of experience does Adam Peltzman have?
Adam Peltzman has 25 years in the financial industry, since March 2001, across 2 adviser firms.
What exams has Adam Peltzman passed?
Adam Peltzman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 2000. FINRA credited Adam Peltzman with the SIE, which began in October 2018.
Where did Adam Peltzman work before Certior Financial Group?
Before Certior Financial Group, Adam Peltzman was registered through Voya Financial Advisors, Inc., March 2006 to June 2017.
Where is Adam Peltzman based?
Adam Peltzman’s registered office is in East Norriton, PA.
Is Adam Peltzman registered with FINRA?
No. Adam Peltzman has no current broker registration.
How can I verify Adam Peltzman’s record?
Search CRD 4035058 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Peltzman’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Avi KantorManaging Member