Adam McLaughlin has been an investment adviser representative at River Raisin Investment Partners since September 2019, and is not listed among the firm’s executive officers or direct owners.
River Raisin Investment Partners, Inc. is a Monroe, MI firm with $164M under management, 574 clients and 2 advisers across 2 offices, as of its June 2026 filing.
Adam McLaughlin’s longest registration was 9 years at LPL Financial LLC (2009–2019). Before joining River Raisin Investment Partners in 2019, Adam McLaughlin was registered through LPL Financial LLC.
- – present · 7 yearsMonroe, MI · Adviser representative · Firm CRD 298014
- LPL Financial LLC– · 9 yearsMonroe, MI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Adam McLaughlin is registered as an investment adviser representative in 2 states. The first approvals date from September 2019; the most recent is Michigan, in February 2026.
- MichiganSince 26 February 2026
- OhioSince 10 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 September 2010 |
| Series 7 | General Securities Representative Examination | 2 August 2010 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 29 December 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 October 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 February 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam James McLaughlin
- CRD
- 5234319
- Firm
- River Raisin Investment Partners · CRD 298014
- Office
- 112 WEST 2ND STREET, Monroe, MI 48161
- Registration
- Investment adviser registration
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam McLaughlin work?
Adam McLaughlin is an investment adviser representative registered through River Raisin Investment Partners, Inc. since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Adam McLaughlin a financial advisor?
Yes. Adam McLaughlin has a current investment-adviser registration in Michigan and Ohio, through River Raisin Investment Partners since September 2019.
How many years of experience does Adam McLaughlin have?
Adam McLaughlin has 19 years in the financial industry, since December 2006, across 2 adviser firms.
What exams has Adam McLaughlin passed?
Adam McLaughlin has passed 6 licensing exams: the Series 6, Series 63, Series 65, Series 26, Series 7 and Series 24. The earliest, the Series 6, was passed in December 2006. FINRA credited Adam McLaughlin with the SIE, which began in October 2018.
Where is Adam McLaughlin based?
Adam McLaughlin’s registered office is in Monroe, MI.
Is Adam McLaughlin registered with FINRA?
No. Adam McLaughlin has no current broker registration.
How can I verify Adam McLaughlin’s record?
Search CRD 5234319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam McLaughlin’s full registration record.