Scott Burns has been President & Chief Compliance Officer of River Raisin Investment Partners since July 2018, is a control person of the firm and directly owns 75% or more of it.
River Raisin Investment Partners, Inc. is a Monroe, MI firm with $164M under management, 574 clients and 2 advisers across 2 offices, as of its June 2026 filing.
Scott Burns’ longest registration is the current one, 8 years at River Raisin Investment Partners since 2018. Before joining River Raisin Investment Partners in 2018, Scott Burns was registered through LPL Financial LLC and Fifth Third Securities, Inc.
- – present · 8 yearsMonroe, MI · Adviser representative · Firm CRD 298014
- LPL Financial LLC– · 1 yearMonroe, MI · Adviser representative · Firm CRD 6413
- Fifth Third Securities, Inc.– · 5 yearsToledo, OH · Adviser representative · Firm CRD 628
Investment adviser representative registrations
Scott Burns is registered as an investment adviser representative in 2 states. The first approvals date from August 2018; the most recent is Michigan, in March 2026.
- MichiganSince 2 March 2026
- OhioSince 15 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 2006 |
| Series 7 | General Securities Representative Examination | 10 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Edward Burns
- CRD
- 5140649
- Firm
- River Raisin Investment Partners · CRD 298014
- Role
- President & Chief Compliance Officer
- Office
- 230 W FRONT ST, Monroe, MI 48161
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Burns work?
Scott Burns has been President & Chief Compliance Officer of River Raisin Investment Partners, Inc. since July 2018, and is a control person of the firm.
Is Scott Burns a financial advisor?
Yes. Scott Burns has a current investment-adviser registration in Michigan and Ohio, through River Raisin Investment Partners since August 2018.
How many years of experience does Scott Burns have?
Scott Burns has 20 years in the financial industry, since July 2006, across 3 adviser firms.
What exams has Scott Burns passed?
Scott Burns has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in July 2006. FINRA credited Scott Burns with the SIE, which began in October 2018.
Where did Scott Burns work before River Raisin Investment Partners?
Before River Raisin Investment Partners, Scott Burns was registered through Fifth Third Securities, Inc., April 2011 to November 2016.
Where is Scott Burns based?
Scott Burns’ registered office is in Monroe, MI.
Is Scott Burns registered with FINRA?
No. Scott Burns has no current broker registration.
How can I verify Scott Burns’ record?
Search CRD 5140649 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Burns’ full registration record.