Adam Lazaro has been an investment adviser representative at Aegis Wealth Group since June 2021, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Investment adviser representative registrations
Adam Lazaro is registered as an investment adviser representative in 2 states. The first approvals date from June 2021; the most recent is Texas, in January 2022.
- TexasSince 12 January 2022
- UtahSince 18 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 9 February 2021 |
| SIE | Securities Industry Essentials Examination | 28 December 2020 |
| Series 66 | Uniform Combined State Law Examination | 11 July 2020 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Adam Russell Lazaro
- CRD
- 7269517
- Firm
- Aegis Wealth Group · CRD 222515
- Office
- 6900 SOUTH 900 EAST, SUITE 200, Midvale, UT 84047
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Adam Lazaro work?
Adam Lazaro is an investment adviser representative registered through Aegis Wealth Group, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Adam Lazaro a financial advisor?
Yes. Adam Lazaro has a current investment-adviser registration in Texas and Utah, through Aegis Wealth Group since June 2021.
How many years of experience does Adam Lazaro have?
Adam Lazaro has 5 years in the financial industry, since February 2021, across 1 adviser firm.
What exams has Adam Lazaro passed?
Adam Lazaro has passed 3 licensing exams: the Series 66, SIE and Series 7TO. The earliest, the Series 66, was passed in July 2020.
Where is Adam Lazaro based?
Adam Lazaro’s registered office is in Midvale, UT.
Is Adam Lazaro registered with FINRA?
Yes. Adam Lazaro has a current broker registration, under CRD 7269517.
Source: FINRA BrokerCheck
How can I verify Adam Lazaro’s record?
Search CRD 7269517 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Adam Lazaro’s full registration record.