Adam Goldberg has been an investment adviser representative at Dumont & Blake Investment Advisors since June 2014, and is not listed among the firm’s executive officers or direct owners. Adam Goldberg studied at Towson State University.
Dumont & Blake Investment Advisors LLC is a Princeton, NJ firm with $562M under management, 439 clients and 4 advisers in one office, as of its March 2026 filing.
Adam Goldberg is a co-founder and Managing Director of Dumont & Blake Investment Advisors. He manages the firm's fixed income portfolios and oversees portfolio equity management. He started his career in 1992 with PaineWebber and in 1995 joined Matrix Asset Advisors as fixed income trader and portfolio manager.
- – present · 12 yearsPrinceton, NJ · Adviser representative · Firm CRD 109318
Investment adviser representative registrations
Adam Goldberg is registered as an investment adviser representative in New Jersey, since June 2014.
- New JerseySince 23 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 February 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1992 |
| Series 7 | General Securities Representative Examination | 21 December 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2297803
- Firm
- Dumont & Blake Investment Advisors · CRD 109318
- Office
- 731 ALEXANDER ROAD, SUITE 301, Princeton, NJ 08540
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dumontandblake.com
Where does Adam Goldberg work?
Adam Goldberg is an investment adviser representative registered through Dumont & Blake Investment Advisors LLC since June 2014, and is not listed among the firm’s executive officers or direct owners.
Is Adam Goldberg a financial advisor?
Yes. Adam Goldberg has a current investment-adviser registration in New Jersey, through Dumont & Blake Investment Advisors since June 2014.
How many years of experience does Adam Goldberg have?
Adam Goldberg has 12 years in the financial industry, since June 2014, across 1 adviser firm.
What exams has Adam Goldberg passed?
Adam Goldberg has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1992.
Where is Adam Goldberg based?
Adam Goldberg’s registered office is in Princeton, NJ.
Is Adam Goldberg registered with FINRA?
No. Adam Goldberg has no current broker registration.
How can I verify Adam Goldberg’s record?
Search CRD 2297803 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Goldberg’s full registration record.
