Morley Goldberg has been President/ Chief Compliance Officer of Dumont & Blake Investment Advisors since August 1999, is a control person of the firm and directly owns 75% or more of it. Morley Goldberg holds a Bachelor of Science in Electrical Engineering from City University of New York and a Master of Business Administration in Finance from Rutgers University.
Dumont & Blake Investment Advisors LLC is a Princeton, NJ firm with $562M under management, 439 clients and 4 advisers in one office, as of its March 2026 filing.
Morley Goldberg is President of Dumont & Blake Investment Advisors, which he founded, and a Portfolio Manager and Investment Strategist. He started his investment career in 1969 as an Account Executive with Clark Dodge & Co. In 1985 he founded and directed Moore & Schley Asset Management, which merged into Matrix Asset Advisors in 1990.
- – present · 24 yearsPrinceton, NJ · Adviser representative · Firm CRD 109318
Investment adviser representative registrations
Morley Goldberg is registered as an investment adviser representative in New Jersey, since October 2002.
- New JerseySince 2 October 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 1991 |
| PC | AMEX Put and Call Exam | 1 July 1985 |
| Series 1 | Registered Representative Examination | 5 December 1969 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Representative Examination
- CRD
- 223993
- Firm
- Dumont & Blake Investment Advisors · CRD 109318
- Role
- President/ Chief Compliance Officer
- Office
- 731 ALEXANDER ROAD, SUITE 301, Princeton, NJ 08540
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dumontandblake.com
Where does Morley Goldberg work?
Morley Goldberg has been President/ Chief Compliance Officer of Dumont & Blake Investment Advisors LLC since August 1999, and is a control person of the firm.
Is Morley Goldberg a financial advisor?
Yes. Morley Goldberg has a current investment-adviser registration in New Jersey, through Dumont & Blake Investment Advisors since October 2002.
How many years of experience does Morley Goldberg have?
Morley Goldberg has 24 years in the financial industry, since October 2002, across 1 adviser firm.
What exams has Morley Goldberg passed?
Morley Goldberg has passed 3 licensing exams: the Series 1, PC and Series 63. The earliest, the Series 1, was passed in December 1969.
Where is Morley Goldberg based?
Morley Goldberg’s registered office is in Princeton, NJ.
Is Morley Goldberg registered with FINRA?
No. Morley Goldberg has no current broker registration.
How can I verify Morley Goldberg’s record?
Search CRD 223993 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Morley Goldberg’s full registration record.