Adam Cook has been an investment adviser representative at Aegis Wealth Group since July 2021, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Adam Cook’s longest registration is the current one, 5 years at Aegis Wealth Group since 2021. Before joining Aegis Wealth Group in 2021, Adam Cook was registered through Colwyn Investments LC and Global View Capital Management, LTD.
- MHL InvestmentsAlso current– present · 4 yearsSaratoga Springs, UT · Adviser representative and broker · Firm CRD 2535
- Colwyn Investments LC– · 2 yearsSouth Jordan, UT · Adviser representative · Firm CRD 171858
- Global View Capital Management, LTD– · 1 yearPleasant Grove, UT · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
Adam Cook is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2021; the most recent is Texas, in January 2022.
- TexasResidentSince 13 January 2022
- UtahSince 6 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 31 December 2021 |
| Series 7TO | General Securities Representative Examination | 17 December 2021 |
| SIE | Securities Industry Essentials Examination | 6 July 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 March 2017 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Adam Robert Cook
- CRD
- 6781184
- Firm
- Aegis Wealth Group · CRD 222515
- Office
- 6900 SOUTH 900 EAST, SUITE 200, Midvale, UT 84047
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Adam Cook work?
Adam Cook is an investment adviser representative registered through Aegis Wealth Group, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Adam Cook a financial advisor?
Yes. Adam Cook has a current investment-adviser registration in Texas and Utah, through Aegis Wealth Group since July 2021.
How many years of experience does Adam Cook have?
Adam Cook has 9 years in the financial industry, since June 2017, across 4 adviser firms.
What exams has Adam Cook passed?
Adam Cook has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in March 2017.
Where did Adam Cook work before Aegis Wealth Group?
Before Aegis Wealth Group, Adam Cook was registered through Global View Capital Management, LTD, April 2017 to October 2018.
Where is Adam Cook based?
Adam Cook’s registered office is in Midvale, UT.
Is Adam Cook registered with FINRA?
Yes. Adam Cook has a current broker registration, under CRD 6781184.
Source: FINRA BrokerCheck
How can I verify Adam Cook’s record?
Search CRD 6781184 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Adam Cook’s full registration record.