Adam Burg has been an investment adviser representative at Thrive Capital Management since June 2024, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
Adam Burg’s longest registration was 12 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2011–2024). Before joining Thrive Capital Management in 2024, Adam Burg was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dominick & Dominick LLC.
- – present · 2 yearsFort Washington, PA · Adviser representative · Firm CRD 281347
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 12 yearsPhiladelphia, PA · Adviser representative · Firm CRD 7691
- Dominick & Dominick LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 7344
Investment adviser representative registrations
Adam Burg is registered as an investment adviser representative in 2 states. The first approvals date from June 2024; the most recent is New Jersey, in May 2026.
- New JerseySince 29 May 2026
- PennsylvaniaSince 6 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 12 August 2014 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 7 May 2014 |
| Series 66 | Uniform Combined State Law Examination | 21 April 2003 |
| Series 7 | General Securities Representative Examination | 7 April 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4631059
- Firm
- Thrive Capital Management · CRD 281347
- Office
- 500 W OFFICE CENTER DRIVE, SUITE 300, Fort Washington, PA 19034
- Registration
- Investment adviser registration
- In the industry since
- May 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Burg work?
Adam Burg is an investment adviser representative registered through Thrive Capital Management, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Adam Burg a financial advisor?
Yes. Adam Burg has a current investment-adviser registration in New Jersey and Pennsylvania, through Thrive Capital Management since June 2024.
How many years of experience does Adam Burg have?
Adam Burg has 23 years in the financial industry, since May 2003, across 3 adviser firms.
What exams has Adam Burg passed?
Adam Burg has passed 4 licensing exams: the Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in April 2003. FINRA credited Adam Burg with the SIE, which began in October 2018.
Where did Adam Burg work before Thrive Capital Management?
Before Thrive Capital Management, Adam Burg was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2011 to June 2024; Dominick & Dominick LLC, October 2009 to May 2011.
Where is Adam Burg based?
Adam Burg’s registered office is in Fort Washington, PA.
Is Adam Burg registered with FINRA?
No. Adam Burg has no current broker registration.
How can I verify Adam Burg’s record?
Search CRD 4631059 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Burg’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner