Aaron Gagnier has been an investment adviser representative at Success Wealth Management since January 2019, and is not listed among the firm’s executive officers or direct owners.
Success Wealth Management LLC is a Wexford, PA firm with $110M under management, 821 clients and 15 advisers across 15 offices, as of its September 2026 filing.
Aaron Gagnier’s longest registration is the current one, 7 years at Success Wealth Management since 2019. Before joining Success Wealth Management in 2019, Aaron Gagnier was registered through Questar Asset Management, Inc. and Capital Analysts.
- Questar Asset Management, Inc.– · 1 yearWarwick, RI · Adviser representative · Firm CRD 133358
- Capital Analysts– · under a yearWarwick, RI · Adviser representative · Firm CRD 162200
- Lincoln Investment– · 1 yearWarwick, RI · Adviser representative · Firm CRD 519
- Valic Financial Advisors, Inc.– · 1 yearWaltham, MA · Adviser representative · Firm CRD 42803
- American Express Financial Advisors, Inc.– · 1 yearCranston, RI · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Aaron Gagnier is registered as an investment adviser representative in 2 states. The first approvals date from January 2019; the most recent is Massachusetts, in January 2025.
- MassachusettsSince 2 January 2025
- Rhode IslandSince 28 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 July 2016 |
| Series 7 | General Securities Representative Examination | 26 May 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 March 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 July 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Aaron Matthew Gagnier
- CRD
- 4426756
- Firm
- Success Wealth Management · CRD 299094
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Aaron Gagnier work?
Aaron Gagnier is an investment adviser representative registered through Success Wealth Management LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Aaron Gagnier a financial advisor?
Yes. Aaron Gagnier has a current investment-adviser registration in Massachusetts and Rhode Island, through Success Wealth Management since January 2019.
How many years of experience does Aaron Gagnier have?
Aaron Gagnier has 14 years in the financial industry, since October 2011, across 6 adviser firms.
What exams has Aaron Gagnier passed?
Aaron Gagnier has passed 4 licensing exams: the Series 63, Series 65, Series 7 and Series 66. The earliest, the Series 63, was passed in July 2001. FINRA credited Aaron Gagnier with the SIE, which began in October 2018.
Where did Aaron Gagnier work before Success Wealth Management?
Before Success Wealth Management, Aaron Gagnier was registered through Questar Asset Management, Inc., December 2017 to January 2019; Capital Analysts, November 2016 to November 2017; Lincoln Investment, August 2016 to November 2017; Valic Financial Advisors, Inc., October 2004 to August 2006; American Express Financial Advisors, Inc., March 2003 to September 2004.
Is Aaron Gagnier registered with FINRA?
No. Aaron Gagnier has no current broker registration.
How can I verify Aaron Gagnier’s record?
Search CRD 4426756 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Gagnier’s full registration record.
