Aaron Brickley has been an investment adviser representative at Brickley Wealth Management since July 2017, and is not listed among the firm’s executive officers or direct owners. Aaron Brickley holds a B.B.A. with an emphasis in finance from Loyola Marymount University and a Certificate in Financial Planning from the University of California, Los Angeles.
Brickley Wealth Management is a San Mateo, CA firm with $950M under management, 196 clients and 5 advisers across 6 offices, as of its August 2026 filing.
Aaron Brickley is a CERTIFIED FINANCIAL PLANNER® with Brickley Wealth Management. He works with clients on investment management and long-term planning, and oversees the firm's portfolio construction and investment research. He started partnering with Steve Brickley in 2011 and became an owner of the firm in 2017. Earlier he operated his own financial planning practice and held advisory and consulting roles at Union Bank of California and Ameriprise Financial.
Aaron Brickley’s longest registration is the current one, 9 years at Brickley Wealth Management since 2017. Before joining Brickley Wealth Management in 2017, Aaron Brickley was registered through LPL Financial LLC and Unionbanc Investment Services, LLC.
- Brickley Wealth ManagementCurrent– present · 9 yearsMill Valley, CA · Adviser representative · Firm CRD 287487
- LPL Financial LLC– · 6 yearsSan Mateo, CA · Adviser representative · Firm CRD 6413
- Unionbanc Investment Services, LLC– · 2 yearsSherman Oaks, CA · Adviser representative · Firm CRD 14455
- Ameriprise Financial Services, Inc.– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Brickley Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Aaron Brickley is registered as an investment adviser representative in 2 states. The first approvals date from July 2017; the most recent is Oregon, in March 2021.
- CaliforniaSince 18 July 2017
- OregonSince 31 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 November 2007 |
| Series 7 | General Securities Representative Examination | 30 July 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Michael Brickley
- CRD
- 5326096
- Firm
- Brickley Wealth Management · CRD 287487
- Office
- Mill Valley, CA
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brickleywealth.com
Where does Aaron Brickley work?
Aaron Brickley is an investment adviser representative registered through Brickley Wealth Management since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Aaron Brickley a financial advisor?
Yes. Aaron Brickley has a current investment-adviser registration in California and Oregon, through Brickley Wealth Management since July 2017.
How many years of experience does Aaron Brickley have?
Aaron Brickley has 18 years in the financial industry, since December 2007, across 4 adviser firms.
What exams has Aaron Brickley passed?
Aaron Brickley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2007. FINRA credited Aaron Brickley with the SIE, which began in October 2018.
Where did Aaron Brickley work before Brickley Wealth Management?
Before Brickley Wealth Management, Aaron Brickley was registered through LPL Financial LLC, April 2011 to June 2017; Unionbanc Investment Services, LLC, June 2008 to April 2011; Ameriprise Financial Services, Inc., November 2007 to March 2008.
Where is Aaron Brickley based?
Aaron Brickley’s registered office is in Mill Valley, CA.
Is Aaron Brickley registered with FINRA?
No. Aaron Brickley has no current broker registration.
Is Aaron Brickley a CFP?
Brickley Wealth Management lists Aaron Brickley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Aaron Brickley’s record?
Search CRD 5326096 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Brickley’s full registration record.