NivaLet’s talk

Top 3 financial advisor firms in Paoli

3 SEC-registered financial advisor firms are headquartered in Paoli, PA, with $1.27B in combined regulatory assets under management. The largest by assets are Northeast Advisers ($639M), Valen Private Capital ($483M) and Harvest Financial Partners ($149M).

3
Financial advisor firms
$1.27B
Their combined AUM
$483M
Median firm AUM
612
Clients of the top 3

The 3 largest by assets

  1. 1
    Northeast Advisers

    RIA

    $639M

  2. 2
    Valen Private Capital

    RIA

    $483M

  3. 3
    Harvest Financial Partners

    RIA

    $149M

Profiles of the top 3

No. 1 · RIA

Northeast Advisers

Northeast Advisers is an investment adviser based in Paoli, PA, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $639 million, as filed on 19 March 2026.

Northeast Advisers charges 0.75%–1.00% a year for its Sliding Scale Advisory Fee.

Regulatory AUM
$639M
Clients
376
Advisory staff
4
Fee schedule
0.75% to 1.00% a year
Minimum account
$250,000
Custodians
Alerus Financial, Charles Schwab
Headquarters
163 W. Lancaster Ave, Paoli, PA 19301
Phone
610-240-7955
Website
northeastadvisers.com

No. 2 · RIA

Valen Private Capital

Valen Private Capital is an investment adviser based in Paoli, PA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans. Its regulatory assets under management total $483 million, as filed on 9 September 2026.

Valen Private Capital charges up to 2.00% a year for its Investment Advisory Services.

Regulatory AUM
$483M
Clients
89
Advisory staff
2
Fee schedule
Up to 2.00% a year
Custodians
Folio Investments
Headquarters
43 Leopard RD, Suite 102, Paoli, PA 19301
Phone
835-262-8100
Website
valenpc.com

No. 3 · RIA

Harvest Financial Partners

Harvest Financial Partners is an investment adviser based in Paoli, PA, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other clients. Its regulatory assets under management total $149 million, as filed on 25 August 2026.

Harvest Financial Partners charges up to 1.00% a year for its Investment management fee.

Regulatory AUM
$149M
Clients
147
Advisory staff
2
Fee schedule
Up to 1.00% a year
Custodians
Charles Schwab
Headquarters
159 Lancaster Avenue, Suite Three, Paoli, PA 19301-1782
Phone
610-240-4740
Website
harvestfinancialpartners.com

Questions about financial advisors in Paoli

How many financial advisor firms are headquartered in Paoli?

3 SEC-registered financial advisor firms report their principal office in Paoli, PA, managing $1.27B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Paoli?

Northeast Advisers, with $639M in regulatory assets under management on its latest Form ADV. The next largest are Valen Private Capital ($483M) and Harvest Financial Partners ($149M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Paoli?

The median firm manages $483M in regulatory assets. That is the midpoint of the 3 firms headquartered in Paoli.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Paoli charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Paoli?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Paoli has 3 financial advisor firms; see every adviser in the city →

Top financial advisor firms in other Pennsylvania cities