Zuraw Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
Zuraw Financial Advisors reports 165 clients. They include 90 individual clients, 64 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 100.0% ($520M across 756 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 6% |
| High-net-worth individuals | 39% | 76% |
| Banking or thrift institutions | <1% | <1% |
| Corporations and other businesses | 6% | 18% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 90 | $31.2M | 6.0% | $347K |
| High-net-worth individuals | 64 | $395M | 76.1% | $6.18M |
| Banking or thrift institutions | Fewer than 5 | $32.4K | 0.0% | $32.4K |
| Corporations and other businesses | 10 | $93.2M | 17.9% | $9.32M |
| Total | 165 | $520M | 100% | — |
- Clients
- 90
- Regulatory AUM
- $31.2M
- AUM share
- 6.0%
- Avg. per client
- $347K
- Clients
- 64
- Regulatory AUM
- $395M
- AUM share
- 76.1%
- Avg. per client
- $6.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $32.4K
- AUM share
- 0.0%
- Avg. per client
- $32.4K
- Clients
- 10
- Regulatory AUM
- $93.2M
- AUM share
- 17.9%
- Avg. per client
- $9.32M
Total
- Clients
- 165
- Regulatory AUM
- $520M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Zuraw Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fixed fee mutually agreed in advance, with an estimate given before signing; a full credit applies if $250,000 is placed under management within three months and kept for at least one year.
Ann Zuraw owns 50% to 75% of Zuraw Financial Advisors. The leadership team of Zuraw Financial Advisors includes Chief Compliance Officer Ann Zuraw. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Zuraw Financial Advisors, LLC
Ann Zuraw
Control person · since September 2014
- Owns 25% to 50% of Zuraw Financial Advisors, LLC
Lucy Thompson
since February 2026
Zuraw Financial Advisors’ regulatory assets grew 1.9× from $270M (April 2021) to $520M (February 2026); clients rose from 156 to 165 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $520M | 165 | 3 | 2 |
| Jun 2025June 2025 | $444M | 151 | 3 | 2 |
| Jun 2024June 2024 | $425M | 154 | 2 | 2 |
| Jun 2023June 2023 | $264M | 166 | 2 | 2 |
| Feb 2022February 2022 | $309M | 152 | 2 | 2 |
| Apr 2021April 2021 | $270M | 156 | 2 | 2 |
Besides its headquarters, Zuraw Financial Advisors has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
North Carolina · 1 listed address
- 806 Green Valley Road, Suite 201, GreensboroHQ
Contact and registration details
- Legal name
- Zuraw Financial Advisors, LLC
- Headquarters
- 806 Green Valley Road, Suite 201, Greensboro, NC 27408
- Website
- Not reported
- Phone
- 3362907062101
- @zuraw-financial-advisors-llc
- SEC file
- 801-80364
- Founded
- 2013
- Structure
- North Carolina other (specify)
- Fiscal year end
- December
Zuraw Financial Advisors’ named custodians for separately managed accounts are Charles Schwab ($410M, 79%) and Fidelity ($110M, 21%). Zuraw Financial Advisors has custody of $64.8M for 70 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Franscico, CA · $410M79%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $110M21%
At year end, Zuraw Financial Advisors’ separately managed accounts were mostly in stocks (58%) and funds (31%).
What the accounts hold
- Stocks58%
- Exchange-traded equities57%
- Non-exchange-traded equities1%
- Funds31%
- Bonds8%
- Investment grade corporate bonds6%
- State and local bonds2%
- Cash3%
How many clients does Zuraw Financial Advisors have?
Zuraw Financial Advisors has 165 clients and manages $520 million for them, as of February 2026. They include 90 individual clients, 64 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026
What services does Zuraw Financial Advisors offer?
Zuraw Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Zuraw Financial Advisors use?
Zuraw Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Franscico, CA), with $410M and Fidelity Brokerage Services LLC (Smithfield, RI), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026
How many financial advisors does Zuraw Financial Advisors have?
Zuraw Financial Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Zuraw Financial Advisors invest in?
At the end of its last fiscal year, Zuraw Financial Advisors’ separately managed accounts held 57% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 6% investment grade corporate bonds, 3% cash and equivalents, 2% state and local bonds and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Zuraw Financial Advisors?
Zuraw Financial Advisors’ direct owners are Ann Zuraw (50% to 75%) and Lucy Thompson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 February 2026
How does Zuraw Financial Advisors get paid?
Zuraw Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Zuraw Financial Advisors?
Zuraw Financial Advisors’ main office is at 806 Green Valley Road, Suite 201, Greensboro, NC 27408. Its phone number is 3362907062101.