Yon Drake & Associates provides pension consulting and selecting other managers.
Yon Drake & Associates lists charitable organizations and insurance companies as clients. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $305M across 6 accounts are not.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| Charitable organizations | Fewer than 5 | 94% |
| Insurance companies | Fewer than 5 | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Charitable organizations | Fewer than 5 | $286M | 93.8% | — |
| Insurance companies | Fewer than 5 | $19M | 6.2% | — |
| Total | Not reported | $305M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $286M
- AUM share
- 93.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $19M
- AUM share
- 6.2%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $305M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Yon Drake & Associates is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Michael Drake owns 50% to 75% of Yon Drake & Associates. The leadership team of Yon Drake & Associates includes President Michael Drake. It has 2 employees.
Leadership
- Michael DrakePresident/Secretary/Chief Compliance Officer
- David YonChairman and Treasurer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Michael Charles Drake
- David Arthur Yon
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Yon Drake & Associates Inc
Michael Drake
Control person · since January 1984
- Owns 50% to 75% of Yon Drake & Associates Inc
David Yon
Control person · since January 1984
Yon Drake & Associates’ regulatory assets fell from $1.2B (March 2021) to $305M (March 2026); clients fell from 8 to 0 and employees from 4 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $305M | 0 | 2 | 1 |
| Mar 2025March 2025 | $281M | 0 | 2 | 1 |
| Mar 2024March 2024 | $262M | 0 | 2 | 1 |
| Mar 2023March 2023 | $530M | 9 | 3 | 1 |
| Mar 2022March 2022 | $631M | 10 | 3 | 1 |
| Mar 2021March 2021 | $1.2B | 8 | 4 | 1 |
Besides its headquarters, Yon Drake & Associates has 0 offices, with 1 listed address in 1 state.
South Carolina · 1 listed address
- 1225 Pickens Street, ColumbiaHQ
Contact and registration details
- Legal name
- Yon Drake & Associates Inc
- Headquarters
- 1225 Pickens Street, Columbia, SC 29201
- Website
- yondrake.com
- Phone
- 803256121229
- SEC file
- 801-49757
- Structure
- South Carolina corporation
- Fiscal year end
- December
Yon Drake & Associates does not have custody of client assets.
At year end, Yon Drake & Associates’ separately managed accounts were mostly in bonds (78%) and funds (16%).
What the accounts hold
- Stocks6%
- Funds16%
- Pooled vehicles11%
- Registered funds5%
- Bonds78%
What services does Yon Drake & Associates offer?
Yon Drake & Associates provides pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Yon Drake & Associates have?
Yon Drake & Associates has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Yon Drake & Associates invest in?
At the end of its last fiscal year, Yon Drake & Associates’ separately managed accounts held 78% U.S. government and agency bonds, 11% pooled vehicles (private funds and similar), 6% exchange-traded equities and 5% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Yon Drake & Associates?
Yon Drake & Associates’ direct owners are Michael Drake (50% to 75%) and David Yon (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Yon Drake & Associates get paid?
Yon Drake & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Yon Drake & Associates?
Yon Drake & Associates’ main office is at 1225 Pickens Street, Columbia, SC 29201. Its phone number is 803256121229. Its website is yondrake.com.